Structural Switch of AlN Sputtered Thin Films From (101) to (002) Orientation,
Driven by the Growth Kinetics
A.Taurino
1
, M.A. Signore
1
, M. Catalano
1, 2
and M. J. Kim
2
1.
CNR IMM, Institute for Microelectronics and Microsystems, Via Monteroni, Lecce, Italy
2.
Dep. of Materials Science and Engineering, Univ. of Texas at Dallas, Richardson, Texas, USA
Due to its wide bandgap, high thermal conductivity, high electrical resistivity, temperature independent
piezoelectric coefficient, aluminum nitride (AlN) represents a material of great technological interest,
for applications in RF MEMS devices, high power electronics, energy harvesting and optoelectronics
[1]. In the specific case of piezoelectric applications, the performances of the device strongly depend on
the AlN microstructural properties, because AlN thin films grown along c-axis orientation exhibit
intense piezoelectric response, the (001) orientation having the highest piezoelectric constants [2].
In this work, AlN thin films were deposited by RF magnetron sputtering on Si/SiO
2
substrate, by using
an aluminum target, 99.999%-pure. A Ti underlayer, 100 nm-thick, was sputtered on the substrate as
seed layer for the growth of the nitride [3]. The RF power applied to the Al target was 150 W and the N
2
flux percentage was set at 60 %; the total chamber pressure was tuned by the throttle valve between
2.5x10
−2
mbar and 4.0x10
−3
mbar. The substrate was not heated during the growth process. The films
crystalline structure was analyzed by X-ray diffraction, using Cu-Kα radiation in the θ-2θ configuration.
Transmission Electron Microscopy (TEM) and Scanning Transmission Electron Microscopy (STEM)
analyses were performed on cross-sectional TEM lamellas prepared by Focused Ion Beam (FIB) in a
FEI NOVA 200 Cross Beam Focused Ion Beam. The investigations were carried out by using a JEM-
ARM200F TEM/STEM instrument, operating at 200 kV, with a resolution of 78 pm.
Figure 1 shows the XRD spectra obtained from the samples grown at 2.5x10
−2
mbar and 4.0x10
−3
mbar.
The spectra evidence the presence of (002) and (100) Ti peaks for both films, whose intensity ratio is
comparable, whereas, for the AlN films, the preferential (002) orientation obtained at lower pressure
switches to (101) at higher pressure. As shown in figure 2, The high angle annular dark field (HAADF)
(a, e) and bright field (BF) (b, f) STEM images of the two samples demonstrate the regularity of the
films thickness and interfaces and their columnar organization, as also evidenced by the TEM dark field
(DF) images (c, g), obtained by selecting the diffraction maxima labelled in the diffraction patterns (DP)
(d, h). These give further indication about the orientation of the films, which result to be polycrystalline
and textured. Table I reports the lattice distances inferred from the analysis of the diffraction patterns. In
the case of the film grown at lower pressure, two intense diffraction maxima (in the circle) occur in the
pattern corresponding to the (002) AlN and Ti planes. These maxima are aligned along the same
direction, perpendicular to the substrate, indicating the (002) preferential growth. For the film deposited
at higher pressure, the same periodicities are obtained, but the AlN film is now preferentially oriented
along the (101) direction (diffraction maxima in the circle).
These results can be interpreted on the base of simple considerations related to the growth kinetics. The
growth kinetics influences the film crystalline organization, and is determined by the deposition
parameters controlling the energy of the species impinging on the substrate (substrate bias voltage and
temperature and total pressure in the deposition chamber). The structural analyses discussed above
demonstrates that the decrease in the total pressure by one order of magnitude leads to a structural
1496
doi:10.1017/S1431927617008145
Microsc. Microanal. 23 (Suppl 1), 2017
© Microscopy Society of America 2017
https://doi.org/10.1017/S1431927617008145 Published online by Cambridge University Press