146 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 53, NO. 1, JANUARY 2004
Error Probability Minimizing Pilots for OFDM With
M-PSK Modulation Over Rayleigh-Fading Channels
Xiaodong Cai, Member, IEEE, and Georgios B. Giannakis, Fellow, IEEE
Abstract—Orthogonal frequency division multiplexing (OFDM)
with pilot symbol assisted channel estimation is a promising tech-
nique for high rate transmissions over wireless frequency-selective
fading channels. In this paper, we analyze the symbol error rate
(SER) performance of OFDM with -ary phase-shift keying
( -PSK) modulation over Rayleigh-fading channels, in the pres-
ence of channel estimation errors. Both least-squares error (LSE)
and minimum mean-square error (MMSE) channel estimators
are considered. For prescribed power, our analysis not only yields
exact SER formulas, but also quantifies the performance loss
due to channel estimation errors. We also optimize the number
of pilot symbols, the placement of pilot symbols, and the power
allocation between pilot and information symbols, to minimize
this loss, and thereby minimize SER. Simulations corroborate our
SER performance analysis, and numerical results are presented
to illustrate our optimal claims.
Index Terms—Channel estimation, error probability, orthogonal
frequency division multiplexing (OFDM), pilots.
I. INTRODUCTION
O
RTHOGONAL FREQUENCY DIVISION MULTI-
PLEXING (OFDM) provides an effective and low-
complexity means of eliminating intersymbol interference for
transmissions over frequency-selective fading channels [1],
[2]. Channel state information (CSI) is required for the OFDM
receiver to perform coherent detection, or diversity combining,
if multiple transmit and receive antennas are deployed. In
practice, CSI can be reliably estimated at the receiver by
inserting training (a.k.a. pilot) symbols at the transmitter. Pilot
symbol assisted channel estimation is especially attractive for
wireless links [3], where the channel is time-varying. In [4]–[7]
the channel correlation in the time and frequency domains was
exploited for pilot-based channel estimation in OFDM systems.
Channel estimation using pilot symbols in only one OFDM
block was advocated in [8] and [9]. Interpolating schemes were
investigated in [10], [11], and joint multipath delay and tap
estimation of OFDM channels was studied in [12].
While many channel estimators have been developed for
OFDM, error probability analysis in the presence of channel
estimation errors has received relatively less attention. Only
Manuscript received May 20, 2003; revised September 23, 2003. This work
was prepared through collaborative participation in the Communications and
Networks Consortium sponsored by the U.S. Army Research Laboratory under
the Collaborative Technology Alliance Program, Cooperative Agreement
DAAD19-01-2-0011. The U.S. Government is authorized to reproduce and
distribute reprints for Government purposes notwithstanding any copyright
notation thereon.
The authors are with the Department of Electrical and Computer Engi-
neering, University of Minnesota, Minneapolis, MN 55455 USA (e-mail:
caixd@ece.umn.edu; georgios@ece.umn.edu).
Digital Object Identifier 10.1109/TVT.2003.819624
recently, BER approximations for -ary phase shift keying
( -PSK) and -ary quadrature amplitude modulation (QAM)
were provided for OFDM with channel estimation errors [13],
[14]. In this paper, we will derive exact symbol error rate
(SER) expressions for pilot assisted OFDM transmissions with
-PSK modulation over Rayleigh-fading channels. Our SER
analysis also quantifies the performance loss due to channel
estimation error and the transmit pilot power. Based on this
SER analysis, we will optimize the design of pilots to minimize
the performance loss caused by channel estimation errors. For
prescribed power, this will lead us to pilots that minimize error
probability. Optimizing pilots for wireless OFDM systems
has been considered recently, based on: maximizing a lower
bound on ergodic capacity [15], [16], or, minimizing the
channel mean-square error (MSE) [17]–[19]. Pilot optimization
for single-carrier transmissions has also been investigated in
[15], [20]–[22] based on these two criteria, and in [23] by
minimizing the Cramér–Rao bound on the channel MSE.
As error probability directly determines the reliability of a
communication link, our use of SER as a criterion is certainly
of practical interest.
The rest of this paper is organized as follows. Section II de-
scribes the system model, and analyzes the average SER perfor-
mance in the presence of channel estimation errors. Pilot sym-
bols are optimized to minimize SER in Section III. Simulations
and numerical results are presented in Section IV, and conclu-
sions are drawn in Section V.
Notation: Superscripts , , and stand for transpose, con-
jugate, and Hermitian transpose, respectively; denotes ex-
pectation. Column vectors (matrices) are denoted by boldface
lower (upper) case letters; represents the identity
matrix; stands for a diagonal matrix with on its diag-
onal; and denotes the trace of matrix . We use
to denote that is a complex Gaussian distributed
vector with mean , and covariance .
II. MODELING AND ERROR PROBABILITY ANALYSIS
In this section, we will present the signal model, and analyze
the SER performance of OFDM in the presence of channel es-
timation errors.
A. Signal Model
The OFDM transmission system under consideration is de-
picted in Fig. 1. Information and pilot symbols are modulated
on a set of subcarriers, and transmitted over a frequency-selec-
tive fading channel through a single transmitter antenna. After
demodulation at the receiver end, where we allow for multiple
0018-9545/04$20.00 © 2004 IEEE