792 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 56, NO. 3, MARCH 2008
A Warning About Metamaterials for Users of
Frequency-Domain Numerical Simulators
Giacomo Oliveri, Student Member, IEEE, and Mirco Raffetto
Abstract—It is shown that users of frequency-domain numerical
simulators should be warned of the danger of using models with
adjacent complementary media since such a configuration of mate-
rials can be a cause of a numerical instability which cannot be over-
come by the presence of other lossy media or absorbing boundary
conditions. The physical realizability at any frequency of models
considering complementary media with sharp interfaces is then
questioned by the contradiction between the deduced result and
the one which holds true when the actual dielectric structure of
metamaterials is considered.
Index Terms—Boundary value problems, convergence of numer-
ical methods, finite element methods, frequency domain analysis,
metamaterials, numerical stability, waveguide discontinuity
problems.
I. INTRODUCTION
N
OWADAYS electromagnetic numerical simulators are
very popular and they are widely exploited even from a
commercial point of view.
The popularity of these computer aided design tools is due to
the fact that most of them are able to guarantee a priori several
important features. As a matter of fact, most of them are suffi-
ciently versatile to allow the simulation of a wide class of elec-
tromagnetic problems, and sufficiently efficient to provide the
solution of even complicated problems in a reasonable amount
of time. Most of commercial simulators are even user friendly.
However, the reliability of a simulator is the only feature all
users consider as inalienable. As a matter of fact, most of the
above indicated features are useless if a simulator is not able to
reproduce with a certain level of fidelity what happens in the
models of interest.
From a practical point of view it is not possible to guarantee
the reliability of a simulator in general, without hypotheses re-
stricting the class of problems for which such a result can be ob-
tained. Fortunately, very general results of reliability are avail-
able for some frequency-domain numerical methods [1] and the
set of hypotheses under which these results are obtained is usu-
ally very simple. For example, if only double positive [2] and
linear materials are involved, for simulators based on the finite
element method it is sufficient that some losses are present in
the dielectric media occupying just a subregion of the domain of
numerical investigation or that absorbing boundary conditions
Manuscript received April 24, 2007; revised October 4, 2007.
The authors are with the Department of Biophysical and Electronic Engi-
neering, University of Genoa, I-16145 Genoa, Italy (e-mail: oliveri@dibe.
unige.it; raffetto@dibe.unige.it).
Digital Object Identifier 10.1109/TAP.2008.916955
are present on some part of the boundary [1]. As a consequence,
if only double positive and linear materials are involved, a very
basic knowledge of electromagnetics is sufficient to avoid the
cases in which the method is not reliable and even non-expert
users can obtain satisfactory results from electromagnetic nu-
merical simulators in the design of complex electromagnetic
systems.
The recent advent of metamaterials [3], [2], [4] has partially
modified the previously depicted situation. As a matter of fact,
metamaterials are studied by considering two approaches. In
one of these all inhomogeneities are considered and, even
though it usually results in extremely complicated numerical
problems, all previous considerations on the reliability of simu-
lators apply since only double positive media are involved. On
the contrary, with the second approach, based on the definition
of effective constitutive parameters, the advantage usually
obtained in terms of complexity of the numerical problems to
be dealt with is paid with the lack of very general results of
reliability. There are, actually, some results in this direction
for frequency-domain simulators based on the finite element
method [5] but they are obtained under hypotheses which are
not sufficiently general to cover cases of interest such as those
studied in [6] or [7]. On the contrary, there are some recent
experimental results [8], [9], [10], [11], which suggest that the
reliability and the efficiency of time-harmonic finite element
based numerical simulators could be questioned. However,
even a large number of experiments cannot be used to deduce
that the simulator considered is not able to provide converging
sequences of approximations. A much stronger indication that
the situation could be less satisfactory when metamaterials
described as effective media are present than in cases involving
just double positive media can be deduced from [12]. In that
paper some time-harmonic electromagnetic boundary value
problems involving complementary (or conjugate) media [13]
are theoretically shown to be ill-posed [12] and, as a by-product,
it is shown that they cannot be reliably simulated by most nu-
merical simulators. However, there could still be some hope
to obtain sufficiently general and simple reliability results for
frequency-domain numerical simulators since the negative
results in [12] have been obtained by considering only lossless
double positive and double negative media, with matched
impedance boundary conditions on the two ports, meaning that
both materials are thought of as effective homogeneous media
of infinite extensions. These hypotheses could be considered as
unreasonably idealistic.
This paper shows that our hope to retain the validity of simple
and physically sound results of reliability, as the one reported
above concerning the sufficiency of the presence of some losses
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