symmetry
S S
Article
Probability Axioms and Set Theory Paradoxes
Ari Herman * and John Caughman
Citation: Herman, A.; Caughman, J.
Probability Axioms and Set Theory
Paradoxes. Symmetry 2021, 13, 179.
https://doi.org/10.3390/sym13020179
Received: 15 December 2020
Accepted: 20 January 2021
Published: 22 January 2021
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Fariborz Maseeh Department of Mathematics and Statistics, Portland State University, Portland, OR 97201, USA;
caughman@pdx.edu
* Correspondence: ajherman@pdx.edu
Abstract: In this paper, we show that Zermelo–Fraenkel set theory with Choice (ZFC) conflicts
with basic intuitions about randomness. Our background assumptions are the Zermelo–Fraenekel
axioms without Choice (ZF) together with a fragment of Kolmogorov’s probability theory. Using
these minimal assumptions, we prove that a weak form of Choice contradicts two common sense
assumptions about probability—both based on simple notions of symmetry and independence.
Keywords: set theory; probability; axiom of choice
1. A Puzzle
We begin with a paradox involving the Axiom of Choice (AC) and an infinite set of
fair coins. An early version of this result first appeared as a problem in the American
Mathematical Monthly [1]; a version closer to ours can be found in [2].
Let I = 2
ω
denote the set of all binary-valued functions on ω = {0, 1, 2, ... }. Let
ψ : I → I be a randomly constructed function. By this, we mean that for each r ∈ I , n ∈ ω,
ψ(r)(n) is determined by a fair coin toss. (If you prefer, you may also interpret the elements
of I as the binary expansion of a real number 0 ≤ r ≤ 1. We note that each dyadic rational,
0 < r < 1, can occur in two ways; e.g.,
1
2
= 0.1
¯
0 = 0.0
¯
1).) We now ask: “If ˆ r ∈ I is chosen at
random (i.e., ˆ r(n) is determined by a fair coin toss for each n ∈ ω), is it possible to guess the
value of ψ( ˆ r) given the values ψ(r) for all r = ˆ r?”. The intuitively obvious answer is “no”.
Since each value of ψ was chosen independently, the restriction of ψ to I \{ ˆ r} should carry
no information about ψ( ˆ r). Hence, if we are limited to information about ψ ↾ ( I \{ ˆ r}), the
odds of guessing ψ( ˆ r) correctly should be 0, no matter what strategy we employ.
But are they? Consider the following argument, which can be fully formalized within
Zermelo–Fraenkel set theory with Choice (ZFC). Define an equivalence relation on I
I
by
setting f ∼ g if and only if f (r)= g(r) for all but finitely many r ∈ I . By AC, there exists
an S ⊆ I
I
that intersects each ∼-class in one point. For each g ∈ I
I
, let g
⋆
be the unique
function in S ∩ [ g], and let ∆
g
denote the finite set {r ∈ I : g(r) = g
⋆
(r)}. Note that g
⋆
is uniquely determined by the restriction of g to any cofinite subset of I . Hence, ψ
⋆
is
determined by ψ ↾ ( I \{ ˆ r}), so we can employ the strategy of guessing that ψ( ˆ r)= ψ
⋆
( ˆ r).
This strategy fails if and only if ˆ r ∈ ∆
ψ
. Since ∆
ψ
is a finite set depending only on ψ (not
on ˆ r), any randomly chosen ˆ r ∈ I is almost certain not to lie in ∆
ψ
. Thus, using only
information about ψ ↾ ( I \{ ˆ r}), our strategy is almost certain to guess the correct value of
ψ( ˆ r). This paradox invites us to reexamine the assumptions underlying ZFC.
2. Introduction
2.1. Axioms and Mathematical Intuition
Over the last 100 years, set theory (ZFC) has become widely accepted as a foundation
for mathematics. If mathematics is to be a search for objective truth, then the correctness
of these foundational axioms is essential. Axiomatic systems, such as ZFC, turn our
mathematical intuitions into precise statements. Hence, their validity ultimately depends
on whether these intuitions are correct. Further, mathematics will always have meaningful
Symmetry 2021, 13, 179. https://doi.org/10.3390/sym13020179 https://www.mdpi.com/journal/symmetry