Citation: Ohana, R.; Klein, R.;
Shneck, R.; Bortman, J. New Damage
Accumulation Model for Spall
Propagation Mechanism in Bearing
Raceways. Materials 2023, 16, 1750.
https://doi.org/10.3390/ma16041750
Academic Editor: Enrique Casarejos
Received: 24 December 2022
Revised: 9 February 2023
Accepted: 17 February 2023
Published: 20 February 2023
Copyright: © 2023 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
materials
Article
New Damage Accumulation Model for Spall Propagation
Mechanism in Bearing Raceways
Ravit Ohana
1
, Renata Klein
2
, Roni Shneck
3
and Jacob Bortman
1,
*
1
PHM Laboratory, Department of Mechanical Engineering, Ben-Gurion University of the Negev, P.O. Box 653,
Beer-Sheva 8410501, Israel
2
R. K. Diagnostics, Gilon, P.O. Box 101, D. N. Misgav 2010300, Israel
3
Department of Material Engineering, Ben-Gurion University of the Negev, P.O. Box 653,
Beer-Sheva 8410501, Israel
* Correspondence: jacbort@bgu.ac.il
Abstract: The aim of this study was to investigate the spall propagation mechanism in ball bearing
raceways using physics-based models. Spalling is one of the most common types of bearing failures
that can lead to catastrophic failure. This research takes a step forward toward developing a prognostic
tool for ball bearings. It is first necessary to understand the spall progression process in order to
formulate a constitutive law of spall deterioration and to estimate the amount of remaining useful life.
Fragment formation in the vicinity of the spall edge was found to consist of surface and sub-surface
cracks that eventually coalesce, and a fragment is released from the raceway, based on naturally-
developed spalls. Here, we describe a physics-based model, integrating a dynamic model with a finite
element one to simulate this process. A continuum damage mechanics (CDM) approach and fracture
mechanics tools were embedded into the finite element model to simulate the damage propagation.
The formation of cracks in the vicinity of the spall (surface and sub-surface cracks) were studied
using this effective stress CDM model, and the propagation of the cracks was examined using two
approaches: a fracture mechanics approach and an accumulated inelastic hysteresis energy CDM
approach. The latter also predicts the overall process of a single fragment release. The simulation
results of the spall propagation models are supported by experimental results of spalls from both
laboratory experimental bearings and an in-service Sikorsky CH-53 helicopter swashplate bearing.
The results obtained show that the impact of the ball on the spall edge affects the crack propagation
and the appearance of the surface and sub-surface cracks. Both release the residual stresses and cause
crack propagation until a fragment is released.
Keywords: rolling element bearings; spall propagation; damage mechanics; fatigue crack growth;
finite element
1. Introduction (Spall Initiation and Propagation)
Understanding the driving mechanism of spall propagation is a step toward perform-
ing physics-based bearing prognostics for condition-based maintenance (CBM). These
prognostics intend to enable the prediction of remaining useful life (RUL), and thereby
improve safety and reduce costs and the probability of fault development. Spall evolution
in raceways can be divided into three stages: (i) spall initiation by a rolling contact fatigue
(RCF) mechanism, (ii) steady spall propagation, and (iii) accelerated spall propagation
until final failure. As the spall initiation process has been studied both empirically [1–3]
and theoretically [4–9], the present research focused on the spall propagation process and
factors that affect it. While several studies attempted to quantify the spall growth mecha-
nism, such as those of Arakere et al. [10] and Branch et al. [11,12], none have addressed the
progression of cracks and removal of material from the spall edge, which results in flake
release and spall propagation. Morales-Espejal et al. [13,14] focused on the progression
of the initial damage around an indentation. They introduced a physically-based surface
Materials 2023, 16, 1750. https://doi.org/10.3390/ma16041750 https://www.mdpi.com/journal/materials