En Route to Depression: Self-Esteem
Discrepancies and Habitual
Rumination
Wendy J. Phillips and DonaldW. Hine
University of New England
Abstract
Dual-process models of cognitive vulnerability to depression suggest that some individuals possess discrepant implicit and
explicit self-views, such as high explicit and low implicit self-esteem (fragile self-esteem) or low explicit and high implicit
self-esteem (damaged self-esteem). This study investigated whether individuals with discrepant self-esteem may employ
depressive rumination in an effort to reduce discrepancy-related dissonance, and whether the relationship between self-esteem
discrepancy and future depressive symptoms varies as a function of rumination tendencies. Hierarchical regressions examined
whether self-esteem discrepancy was associated with rumination in an Australian undergraduate sample at Time 1 (N = 306;
Mage = 29.9), and whether rumination tendencies moderated the relationship between self-esteem discrepancy and depressive
symptoms assessed 3 months later (n = 160). Damaged self-esteem was associated with rumination at Time 1.As hypothesized,
rumination moderated the relationship between self-esteem discrepancy and depressive symptoms at Time 2, where fragile
self-esteem and high rumination tendencies at Time 1 predicted the highest levels of subsequent dysphoria. Results are
consistent with dual-process propositions that (a) explicit self-regulation strategies may be triggered when explicit and implicit
self-beliefs are incongruent, and (b) rumination may increase the likelihood of depression by expending cognitive resources
and/or amplifying negative implicit biases.
Cognitive models of depression presume that vulnerable indi-
viduals possess negative self-beliefs that manifest in depres-
sion under the stress of negative life events (Abramson,
Metalsky, & Alloy, 1989; Beck, 1987). Recent dual-process
models of cognitive vulnerability to depression distinguish
between the predictive roles of explicit and implicit self-
beliefs, which represent outputs of two cognitive systems that
interact to precipitate depression (Beevers, 2005; Carver,
Johnson, & Joormann, 2008; Haeffel et al., 2007). Like dual-
process theories from other psychological arenas, implicit self-
beliefs are posited to arise from a system that is automatic,
spontaneous, effortless, and affect oriented, whereas explicit
self-beliefs arise from a system that is deliberate, controlled,
effortful, and directed by rule-based learning (for a review, see
Evans, 2008).
According to Beevers’s (2005) dual-process model, a
depression-vulnerable individual’s initial negative cognitive
responses to a stressful event reflect activated negative self-
schemas associated with the implicit system (Bower, 1981;
Ingram, Bernet, & McLaughlin, 1994; Smith & DeCoster,
2000; Teasdale, 1988). Effortful explicit processing may over-
ride negative automatic responses and relieve negative affect.
However, depression may arise if effortful processes fail to
curtail negative implicit responses. Together, hyperactive nega-
tive implicit self-referential cognitions and ineffective correc-
tive explicit processing may create a feedback loop that results
in a downward spiral into depression. Haeffel and colleagues
(2007) proposed a similar dual-process model that made the
additional proposition that maladaptive explicit processes may
independently confer vulnerability to depression, even in the
presence of positive implicit self-cognitions.
In recent years, researchers have found considerable evi-
dence consistent with the view that both implicit and explicit
processes play important roles in the etiology of depression
(Glashouwer, de Jong, & Penninx, 2012; Haeffel et al., 2007;
Joormann, 2009; Phillips, Hine, & Bhullar, 2012). At the same
time, parallel lines of research have investigated other potential
cognitive risk factors, such as self-esteem discrepancies
(Briñol, Petty, & Wheeler, 2006; Creemers, Scholte, Engels,
Prinstein, & Wiers, 2013; Pavlickova, Turnbull, & Bentall,
2014; Schröder-Abé, Rudolph, & Schütz, 2007) and depres-
sive rumination (Ciesla & Roberts, 2007; Donaldson, Lam, &
Mathews, 2007; Spasojevic & Alloy, 2001; Williams &
Moulds, 2010), which may be usefully integrated with dual-
process models. Integrating these lines of research may
Correspondence concerning this article should be addressed to Wendy J.
Phillips, School of Behavioural, Cognitive and Social Sciences, University of
New England, Armidale, NSW, 2351, Australia. Email: wphilli4@une.edu.au.
Journal of Personality ••:••, •• 2014
© 2014 Wiley Periodicals, Inc.
DOI: 10.1111/jopy.12141
Journal of Personality 84:1, February 2016
V C
2014 Wiley Periodicals, Inc.
DOI: 10.1111/jopy.12141