RESEARCH ARTICLE
Efficient treatment allocation in 2 × 2 multicenter trials
when costs and variances are heterogeneous
Francesca Lemme
1
| Gerard J.P. van Breukelen
1,2
| Math J.J.M. Candel
1,2
1
Department of Methodology and
Statistics, Maastricht University,
Maastricht, The Netherlands
2
CAPHRI Care and Public Health
Research Institute, Maastricht University,
Maastricht, The Netherlands
Correspondence
Francesca Lemme, Department of
Methodology and Statistics, Maastricht
University, Maastricht, The Netherlands.
Email: francesca.
lemme@maastrichtuniversity.nl;
francesca.lemme75@gmail.com
Funding information
Netherlands Organization for Scientific
Research (NWO), Grant/Award Number:
400‐09‐396
At the design stage of a study, it is crucial to compute the sample size needed for
treatment effect estimation with maximum precision and power. The optimal
design depends on the costs, which may be known at the design stage, and
on the outcome variances, which are unknown. A balanced design, optimal
for homogeneous costs and variances, is typically used. An alternative to the
balanced design is a design optimal for the known and possibly heterogeneous
costs, and homogeneous variances, called costs considering design. Both designs
suffer from loss of efficiency, compared with optimal designs for heterogeneous
costs and variances. For 2 × 2 multicenter trials, we compute the relative efficiency
of the balanced and the costs considering designs, relative to the optimal designs.
We consider 2 heterogeneous costs and variance scenarios (in 1 scenario, 2
treatment conditions have small and 2 have large costs and variances; in the
other scenario, 1 treatment condition has small, 2 have intermediate, and 1
has large costs and variances). Within these scenarios, we examine the relative
efficiency of the balanced design and of the costs considering design as a function
of the extents of heterogeneity of the costs and of the variances and of their
congruence (congruent when the cheapest treatment has the smallest variance,
incongruent when the cheapest treatment has the largest variance). We find that
the costs considering design is generally more efficient than the balanced design,
and we illustrate this theory on a 2 × 2 multicenter trial on lifestyle improvement
of patients in general practices.
KEYWORDS
2 × 2 factorial design, balanced design, heterogeneous costs, heterogeneous variance, multicenter trial
1 | INTRODUCTION
Clinical trials are very important for the evaluation of medical and health interventions. In traditional randomized clin-
ical trials conducted in a single center, a limited number of patients may meet the inclusion criteria or be willing to par-
ticipate, leading to a small sample size and lack of power. Further, a single‐center trial does not allow testing treatment
by center interaction, leaving the question of the generalizability of the treatment effect across centers unanswered.
Therefore, clinical trials are increasingly conducted in multiple centers.
At the design stage of a multicenter trial, 2 important statistical issues are (i) the optimal number of centers versus the
optimal number of patients per center and (ii) within each center, the optimal treatment allocation ratio across treatment
conditions. The first issue has been addressed, among others, by Fedorov,
1
Moerbeek et al,
2
and Raudenbush and Liu,
3
Received: 27 March 2017 Revised: 14 August 2017 Accepted: 23 August 2017
DOI: 10.1002/sim.7499
Statistics in Medicine. 2017;1–16. Copyright © 2017 John Wiley & Sons, Ltd. wileyonlinelibrary.com/journal/sim 1