Development of Machine Learning Algorithms to Predict Clinically
Meaningful Improvement for the Patient-Reported Health State
After Total Hip Arthroplasty
Kyle N. Kunze, BS
a, *
, Aditya V. Karhade, BE
b
, Alex J. Sadauskas, MD
a
,
Joseph H. Schwab, MD, MS
b
, Brett R. Levine, MD, MS
a
a
Department of Orthopaedic Surgery, Rush University Medical Center, Chicago, IL
b
Department of Orthopedic Surgery, Massachusetts General Hospital, Harvard Medical School, Boston, MA
article info
Article history:
Received 4 February 2020
Received in revised form
1 March 2020
Accepted 10 March 2020
Available online xxx
Keywords:
total hip arthroplasty
THA
machine learning
clinical outcomes
MCID
clinically significant outcome
abstract
Background: Failure to achieve clinically significant outcome (CSO) improvement after total hip arthro-
plasty (THA) imposes a potential cost-to-risk imbalance in the context of bundle payment models. Pa-
tient perception of their health state is one component of such risk. The purpose of the current study is to
develop machine learning algorithms to predict CSO for the patient-reported health state (PRHS) and
build a clinical decision-making tool based on risk factors.
Methods: A retrospective review of primary THA patients between 2014 and 2017 was performed.
Variables considered for prediction included demographics, medical history, preoperative PRHS, and
modified Harris Hip Score. The minimal clinically important difference (MCID) for the PRHS was
calculated using a distribution-based method. Five supervised machine learning algorithms were
developed and assessed by discrimination, calibration, Brier score, and decision curve analysis.
Results: Of 616 patients, a total of 407 (69.2%) achieved the MCID for the PRHS. The random forest al-
gorithm achieved the best performance in the independent testing set not used for algorithm devel-
opment (c-statistic 0.97, calibration intercept À0.05, calibration slope 1.45, Brier score 0.054). The most
important factors for achieving the MCID were preoperative PRHS, preoperative opioid use, age, and
body mass index. Individual patient-level explanations were provided for the algorithm predictions and
the algorithms were incorporated into an open access digital application available here: https://sorg-
apps.shinyapps.io/THA_PRHS_mcid/.
Conclusion: The current study created a clinical decision-making tool based on partially modifiable risk
factors for predicting CSO after THA. The tool demonstrates excellent discriminative capacity for iden-
tifying those at greatest risk for failing to achieve CSO in their current health state and may allow for
preoperative health optimization.
© 2020 Elsevier Inc. All rights reserved.
The demand for total hip arthroplasty (THA) is estimated to
grow by 174% to 572,000 annual procedures by the year 2030 [1].
Paralleling this exponential increase in THA procedures is a
growing concern for unsustainable healthcare expenditures for the
care regarding these procedures. Bundled payment care initiatives
are now being employed for cost-control in anticipation of the
overwhelming numbers and economic risk. To this end, increasing
attention has been turned toward developing predictive models for
identifying and optimizing patients who are at risk of readmission
and incurring additional cost after surgery [2,3]. Further knowledge
of the costs of care throughout the period of risk may offer an op-
portunity for cost containment [4,5].
Current methods of understanding and measuring patient
improvement after THA are highly dependent on patient-reported
outcome measures (PROMs). Administration and interpretation of
scores generated by such PROMs may allow for preoperative
identification of patients at risk for readmission or adverse out-
comes based on the potential need for more complex care or
One or more of the authors of this paper have disclosed potential or pertinent
conflicts of interest, which may include receipt of payment, either direct or indirect,
institutional support, or association with an entity in the biomedical field which
may be perceived to have potential conflict of interest with this work. For full
disclosure statements refer to https://doi.org/10.1016/j.arth.2020.03.019.
* Reprint requests: Kyle N. Kunze, BS, Department of Orthopaedic Surgery, Rush
University Medical Center,1611 W. Harrison Street, Suite 300, Chicago, IL 60612.
Contents lists available at ScienceDirect
The Journal of Arthroplasty
journal homepage: www.arthroplastyjournal.org
https://doi.org/10.1016/j.arth.2020.03.019
0883-5403/© 2020 Elsevier Inc. All rights reserved.
The Journal of Arthroplasty xxx (2020) 1e5