Journal of
BANKING &
ELSEVIER FINANCE
Journal of Banking & Finance 20 (1996) 1775-1791
Commercial bank mutual fund activities"
Implications for bank risk and profitability
John G. Gallo a, Vincent P. Apilado b,,, James W. Kolari c
a Department of Managerial Sciences, University ofNet'ada, Reno, NV 89557. USA
b Department of Finance and Real Estate, UniL, ersity of Texas at Arlington, Arlington, TX 76019, USA
c Department of Finance, Texas A and M University,, College Station, TX 77843, USA
Received 4 May 1995; accepted 18 April 1996
Abstract
This paper examines the risk structure of bank holding companies and the effect of
mutual fund activities on bank risk and profitability over the period 1987-1994. Findings
from structural change tests indicate a significant decline in bank risk occurred near the
mid-point of the study. Results from a confirmatory factor analytic model employed to
examine the impact of mutual fund activities on banks suggest that mutual fund activities
moderated bank industry systematic risk during the sample period. Mutual fund activities
also increased the profitability of banks. These results suggest that mutual funds represent a
productive avenue of expansion for bank holding companies.
JEL classification: G2; G21; G23
Keywords: Commercial banking; Bank holding companies; Mutual fund activities; Bank risk; Bank
profit
1. Introduction
Declining interest rate levels in the late 1980s and early 1990s prompted a shift
in household savings patterns. Household savings in the form of bank deposit
* Corresponding author. Tel.: ( + 1) 817-273.3840; fax: ( + 1) 817-273.2252; e-mail: apilado@uta.edu.
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