British Journal of Surgery 1998, 85, 1118–1120
Outcome after ‘curative’ surgery for carcinoma of the lower third of
the rectum
B. TOPAL, F. PENNINCKX, L. KAUFMAN*, L. FILEZ, R. AERTS, N. ECTORS† and
R. KERREMANS
Departments of Abdominal Surgery and †Pathology, University Clinic Gasthuisberg, Leuven and *Department of Statistics, University Clinic
Vrije Universiteit Brussels, Brussels, Belgium
Correspondence to: Professor F. Penninckx, Department of Abdominal Surgery, University Clinic Gasthuisberg, Herestraat 49, 3000 Leuven,
Belgium
Background Controversy exists about the optimal surgical resection for lower third rectal carcinoma.
The aim of this retrospective study was to analyse whether the type of surgery is a significant
predictor of outcome after curative surgery alone.
Methods Eighty-two consecutive patients underwent abdominoperineal rectum excision (APRE, 41
patients) or sphincter-saving operation (SSO, 41 patients) for adenocarcinoma at 3·5–7·5 cm from
the anal margin. Cox proportional hazards technique with univariate and corrected (multivariate)
analyses and the Kaplan–Meier life-table method were used to evaluate the data.
Results Tumour wall penetration and lymph node involvement, but not the tumour level or the type
of surgery, were found to be significant predictors of outcome. The local recurrence rate at 1, 2 and
5 years was 10, 22 and 26 per cent respectively after APRE, and 5, 13 and 21 per cent after SSO.
The disease-free survival rate at 1, 2 and 5 years was 85, 67 and 58 per cent respectively after
APRE, and 88, 78 and 62 per cent after SSO.
Conclusion Tumour-related factors are significant predictors of outcome. The type of surgery (APRE
or SSO) did not seem to be a significant variable in this non-randomized study.
Controversy surrounds the optimal curative resection for
carcinoma of the lower third of the rectum. Published
series on the results of abdominoperineal rectum excision
(APRE) and sphincter-saving operations (SSOs) in rectal
carcinoma are difficult to assess. Most authors report on
cancer of the whole rectum, while others have reported
only on middle and lower third rectal cancers together.
For an appropriate comparison of techniques, however,
only a limited part of the rectum should be studied be-
cause outcome deteriorates with decreasing distance be-
tween tumour and anal verge
1,2
. It is agreed that complete
mesorectal excision and a distal margin of 2 cm are
adequate to contain local cancer spread
3,4
. Strict appli-
cation of the 2-cm distal margin rule, however, means that
every carcinoma in the lower third of the rectum has to be
treated by APRE. Indeed, if one takes into account
smooth muscle shortening in the fresh, unpinned
specimen of about 50 per cent of its in situ length and a
2–4-cm length of the anal canal in the conscious patient,
the lower edge of a rectal cancer would have to be located
at 6–8cm above the anal verge for an SSO to be
indicated. In clinical practice, however, this theoretical
rule is not always respected.
The outcome in patients with cancer in the lower third
of the rectum was therefore reviewed to identify pre-
dictors of oncological outcome and, more specifically, to
evaluate whether the type of operation (APRE or SSO) is
related to failure, i.e. local or distant disease recurrence.
Patients and methods
Eighty-two consecutive patients with carcinoma of the lower
third of the rectum were studied. The lower third of the rectum
was defined as the zone extending from the anorectal ring to
7·5 cm from the anal margin
5
and all patients underwent primary
‘curative’ surgery (R
0
) between January 1984 and December
1993. Exclusion criteria were rectal tumours extending into the
anal canal (21 patients), intraoperative tumour breach or soiling
(eight patients) and perioperative adjuvant (chemo)radiation (12
patients). A sphincter-saving procedure was performed in 41
patients and an APRE in another 41. Five patients had a syn-
chronous gastrointestinal carcinoma, two in the APRE group
and three in the SSO group, treated at the time of rectal surgery.
Comparative analysis showed no significant difference with
regard to sex ratio, tumour diameter, depth of tumour wall pene-
tration, lymph node involvement, tumour node metastasis
(TNM) stage, differentiation grade, synchronous carcinoma and
operating time between the APRE and SSO groups. Mean(s.d.)
age of patients in the APRE and SSO groups was 68(10) and
60(10) years respectively P 0·001, t test). The mean(s.d.) dis-
tance from the anal margin, measured with a rigid proctoscope,
was 4·5(1·2) cm in the APRE group compared with 5·3(1·1) cm
in the SSO group ( P = 0·001, t test). Of four surgeons, one
performed 24 of the 41 SSOs ( P 0·001,
2
test).
A sphincter-saving procedure consisted of low anterior resec-
tion (11 patients), restorative rectal excision with straight
coloanal anastomosis (12) or colon pouch–anal anastomosis (18).
The anastomosis was hand sewn in 22 patients and stapled in the
remainder. A protective stoma was constructed in 23 patients.
The mean(s.d.) duration of hospital stay was 19·7(9·5) days
after APRE and 17·7(9·2) days after SSO ( P not significant).
Postoperative complications occurred in 40 patients: in 18 of 41
after APRE and in 22 of 41 after SSO ( P not significant). Post-
operative complications after APRE were wound infection (five
patients), bladder dysfunction (four), ileus (three), urinary tract
infection (UTI) (two), bleeding (two), pulmonary complications
(two), deep venous thrombosis (one), urethral fistula (one) and
colostomy retraction (one). In the SSO group symptomatic
anastomotic leakage occurred in nine patients, UTI in four, ileus
in four, pulmonary complications in three, wound dehiscence in
one, bladder dysfunction in one and delirium in one.
Follow-up was complete up to 31 December 1995. All patients
were re-examined at 6-month intervals, including serum carcino- Paper accepted 20 January 1998
1118 © 1998 Blackwell Science Ltd