8th International IFAC Symposium on
Dynamics and Control of Process Systems
COMPARISON BETWEEN TWO FRICTION MODEL PARAMETER ESTIMATION METHODS
APPLIED TO CONTROL VALVES
Rodrigo Alvite Romano and Claudio Garcia
Polytechnic School, University of São Paulo, Brazil
Abstract: Friction in the control valve is one of the major sources of oscillations and ab-
normal operations in process control loops. Models of control valves can be used to diag-
nose abnormal operations as well as to compensate for such undesirable effects. This
work describes two methods used to estimate the parameters of a Karnopp friction model
applied to control valves. The methods were tested using simulated data of three valves
with different friction levels. The advantages of each one are emphasized. Copyright ©
2007 IFAC
Keywords: Parameter estimation, Control valves, Friction, Karnopp model.
1. INTRODUCTION
Abnormal situations in process plant operations are
commonly encountered and can occur due to: poor
controller tuning, oscillatory disturbances, poor
process and control system design and control valve
friction (Choudhury et al., 2005).
Control valves are the most employed actuators in
chemical engineering control applications. However,
as they are the only moving part of the loop, they are
prone to friction, which causes oscillations or steady-
state errors in the stem position. Such undesirable
occurrences affect the overall profitability of the
process (Kaiyhan and Doyle, 2000).
Friction models can be used for detection and to deal
with friction effects through model based compensa-
tion (Armstrong-Hélouvry et al., 1994; Kaiyhan and
Doyle, 2000).
Several friction models were proposed in the litera-
ture for different applications: from the models based
on one (Stenman et al., 2003) or two parameters
(Choudhury et al., 2005), to complex models with
seven parameters (Armstrong-Hélouvry et al., 1994).
Among them, a good compromise between relative
simplicity and correct representation of most friction
effects is the model proposed by Karnopp (1985).
Nevertheless, as stated by Ravanbod-Shirazi and
Besançon-Voda (2003), there are still insufficient
methods for parameter estimation of the Karnopp
model.
In this paper, two promising methods for estimating
the parameters of a Karnopp model, applied to a con-
trol valve, are compared. The data set used in the
analysis was derived from simulations.
The main contributions of this paper are: [1] the ad-
aptation of the method proposed by Ravanbod-
Shirazi and Besançon-Voda (2003) for single action
pneumatic actuators and [2] a comparison between
this method and a novel analytic one proposed in
Garcia (2007). The paper is organized as follows: the
pneumatic actuator and the Karnopp friction model is
presented in section 2. Two identification methods
for control valves are briefly described in section 3.
Both methods are used to identify the parameters of
three valves with different friction levels on section
4. Finally, in section 5, conclusions are drawn.
2. THE VALVE MODEL
A dynamic model for the control valve is given by
the force balance equation:
() () () ()
ext spring f
mxt F t F t F t ⋅ = - + (1)
where:
m: mass of the valve moving parts.
x(t): stem position.
Preprints Vol.2, June 6-8, 2007, Cancún, Mexico
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