Market Transition and the Firm: Institutional
Change and Income Inequality in Urban China
Victor Nee and Yang Cao
1
Cornell University and
1
University of North Carolina, Charlotte, USA
This paper examines how the rise of a market economy in urban China
redefines the rules governing economic activities and affects on earnings inequality.
We identify three causal mechanisms linked to institutional change that are
transforming the firm’s employment practices: the higher marginal productivity of a
private enterprise economy relative to state-owned enterprises, competition by firms
for skilled and semi-skilled labor following emergence of labor markets and the end
of state monopoly on labor allocation, and increased emphasis on merit-based
reward systems in firms. Analyses of survey data from urban China show how these
three causal mechanisms stemming from the transition to a market economy
contribute to new patterns of earnings differentiation that increase income returns to
human capital and private-sector entrepreneurship.
As systems of interrelated informal and formal rules, institutions are social
structures that provide a conduit for social action in shaping the interests of
actors and enforcing principal–agent relationships. Thus in departures from state
socialism, institutional change entails not simply altering the rules of the game,
but fundamentally it involves the realignment of the interests and power of polit-
ical and economic actors, whether as individuals or organizations. First, the
emergence of a market economy opens new opportunity structures that enable
and motivate private entrepreneurs to compete with established state-owned
firms. Second, market institutions provide an alternative framework for the
pursuit of interests for economic agents. Lastly, as economic agents adapt and
compete in the emergent market economy, they institute new economic practices
and organizational rules that enable their firms to survive and profit. In sum, we
argue that the growth of a market economy alters the structure of incentives for
economic actors in facilitating and motivating new pathways for mobility in
post-socialist societies, which in turn causes a decline in the significance of politi-
cal connections.
Management and Organization Review 1:1 23–56
1740-8776
© Blackwell Publishing Ltd 2004. Published by Blackwell Publishing, 9600 Garsington Road, Oxford, OX4 2DQ,
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