Copyright © 2019 by the author(s). Published here under license by the Resilience Alliance.
Fischer, M., M. Nguyen, and L. Strande. 2019. Context matters: horizontal and hierarchical network governance structures in
Vietnam’s sanitation sector. Ecology and Society 24(3):17. https://doi.org/10.5751/ES-11036-240317
Research, part of a Special Feature on Collaboration and conflicts in complex water governance systems across a development
gradient
Context matters: horizontal and hierarchical network governance structures
in Vietnam’s sanitation sector
Manuel Fischer
1,2
, Mi Nguyen
3
and Linda Strande
1
ABSTRACT. Governance networks describe the complex relations among different types of actors involved in the governance of a
policy issue. Here, we ask how different institutional and socioeconomic contextual conditions influence the structure of these networks
and result in more horizontal or hierarchical types of governance networks. To answer this question, we study Vietnam’s sanitation
sector and compare two different provinces, Hanoi and Ben Tre. More specifically, we analyze networks of information exchange among
key actors based on face-to-face interviews and prestructured questionnaires. We find that in the highly urbanized capital city of Hanoi,
which serves as a national leader of innovation, where national and international actors are present, and where local actors have high
capacities, information exchange tends to follow horizontal network structures. In the more rural, typical province of Ben Tre,
hierarchical structures dominate.
Key Words: hierarchical network structures; horizontal network structures; information exchange; network governance; sanitation; Vietnam
INTRODUCTION
Dealing with complex policy issues such as those related to the
management and development of the sanitation sector in non-
Western countries requires forms of governance that foster
interaction and collaboration among actors from different levels
of government, from the local to the international level, from
different interdependent issue sectors, as well as actors from
government, the private sector, and research institutions. The
governance network perspective emphasizes the interrelations of
the many different actors involved in a given policy sector. The
structure of these governance networks depends on the
institutional and socioeconomic context in which they are situated
(Lubell et al. 2012, Fischer 2015). We therefore ask how different
contextual conditions influence the structure of governance
networks and whether they result in more horizontal or more
hierarchical types of governance networks.
Here, we explore these questions for the specific case of Vietnam.
Vietnam is one of three countries that are still formally labeled as
socialist regimes (besides China and Laos). While traditionally
being organized in a rather centralized way (de Wit 2007), the
country has made important efforts toward decentralization and
the inclusion of private stakeholders since the 1990s (Wescott
2003, Trung et al. 2015; S. Fritzen, unpublished manuscript: https://
www.researchgate.net/publication/228590861 _The_'foundation_
of_public_administration'_ Decentralization_and_its_ discontents_in_
transitional_Vietnam). We study networks of information
exchange among key stakeholders from the sanitation sector in
the provinces of Hanoi and Ben Tre. The development of the
sanitation sector is an important challenge in contemporary
Vietnam, and the sector is an exemplary case of how tendencies
for traditional, hierarchical, centralized structures coexist with
more horizontal, decentralized structures of governance.
Our analysis is based on two types of comparison: within-country
and between-country. First, we explicitly compare two provinces
in Vietnam where governance networks evolve under different
contextual conditions, and where we thus expect to see different
governance network structures. Overall, the presence of crucial
national and international actors points to stronger state reach
in Hanoi; the role of Hanoi as national leader in innovation and
development suggests a higher level of development; and the
higher pressure from urbanization in Hanoi contrasts with the
rural province of Ben Tre. For these reasons, we expect more
horizontal types of governance network structures (e.g.,
information flowing in both directions, depending on actors’
perceptions of challenges, and in a bottom-up way) in Hanoi, and
more hierarchical types of governance network structures (e.g.,
information flowing in one direction only, independently of
actors’ perceptions of challenges, and mostly in a top-down way)
in Ben Tre. Second, we implicitly compare Vietnamese governance
networks to Western governance networks. The data stem from
face-to-face interviews based on prestructured questionnaires and
are analyzed using the tools of inferential network statistics.
Our study makes at least two important contributions to the
literature on governance networks, and, more broadly, to the study
of governance of complex environmental and societal problems.
First, it contributes to the comparative studies of governance
networks and the crucial question of how contextual conditions
influence these networks (see Mancilla García et al. 2019).
Comparative studies of governance networks influenced by
different contextual conditions are still rare. Examples of existing
comparative governance network studies are those comparing the
same policy sector in different countries (Brockhaus et al. 2014),
different policy sectors in the same country (Fischer and Sciarini
2016), a single policy sector over time (Ingold and Fischer 2014),
or, as here, a single policy sector in different local contexts in the
same country. Second, although empirical instances of horizontal
governance networks have been observed in democratic countries
in Western Europe and North America (Weible 2010, Berardo et
al. 2014, Lubell et al. 2014, Scott 2015, Bodin and Nohrstedt 2016,
Fischer and Sciarini 2016), less is known about governance
networks in other, non-Western contexts (Fischer 2018, Ongaro
et al. 2018, Teets 2018). In the Vietnamese context of attempted
decentralization and support for private initiatives (Wescott 2003,
1
Eawag, Dübendorf, Switzerland,
2
University of Bern,
3
Nguyen Tat Thanh Hi-Tech Institute, Nguyen Tat Thanh University, Ho Chi Minh City,
Vietnam