Abstract—We investigated the correlation of Alzheimer´s
disease (AD) severity as measured by the Mini-Mental State
Examination (MMSE) to the signal complexity measures auto-
mutual information, Shannon entropy and Tsallis entropy in 79
patients with probable AD from the multi-centric Prospective
Dementia Database Austria (PRODEM). Using quadratic (line-
ar) regressions, auto-mutual information explained up to 48%
(43%), Shannon entropy up to 48% (37%) and Tsallis entropy
up to 49% (35%) of the variations in MMSE scores, all at left
temporal (T7) electrode site. The steepest slope of the linear
regression was found for auto-mutual information (∆y/∆x =
36). For Shannon and Tsallis entropy, slopes were less steep.
Comparing to traditional slowing measures, complexity
measures yielded higher coefficients of determination. We con-
clude that auto-mutual information is well suited to character-
ize disease severity in mild to moderate AD.
I. INTRODUCTION
Various quantitative electroencephalogram (QEEG)
measures have been shown to differentiate between normal
controls, patients with mild cognitive impairment and pa-
tients with Alzheimer's disease (AD) on group level. Most
Research supported by Austrian Research Promotion Agency FFG, pro-
ject no. 827462, including financial contributions from Dr. Grossegger and
Drbal GmbH, Vienna, Austria.
H. Garn is with AIT Austrian Institute of Technology GmbH, A-1220
Vienna, Austria (phone: +43505504103; fax: +43505504125; e-mail:
heinrich.garn@ait.ac.at)
M. Waser is with AIT Austrian Institute of Technology GmbH, A-1220
Vienna, Austria (e-mail: markus.waser@ait.ac.at)
M. Deistler is with Vienna University of Technology, A-1040 Vienna,
Austria (e-mail: manfred.deistler@tuwien.ac.at).
T. Benke is with Innsbruck Medical University, A-6020 Innsbruck,
Austria (e-mail: thomas.benke@i-med.ac.at)
P. Dal-Bianco is with Vienna Medical University, A-1090 Vienna, Aus-
tria (e-mail: peter.dal-bianco@meduniwien.ac.at)
G. Ransmayr is with Linz General Hospital, A-4020 Linz, Austria
(e-mail: gerhard.ransmayr@akh.linz.at)
H. Schmidt is with Graz Medical University, A-8036 Graz, Austria
(e-mail: helena.schmidt@medunigraz.at)
G. Sanin with Innsbruck Medical University, A-6020 Innsbruck, Austria
(e-mail: guenther.sanin@i-med.ac.at)
P. Santer is with Vienna Medical University, A-1090 Vienna, Austria (e-
mail: peter.santer@meduniwien.ac.at)
G. Caravias is with Linz General Hospital, A-4020 Linz, Austria (e-mail:
georg.caravias@akh.linz.at)
S. Seiler is with Graz Medical University, A-8036 Graz, Austria (e-mail:
stephan.seiler@medunigraz.at)
D. Grossegger is with Dr. Grossegger & Drbal GmbH, A-1190 Vienna,
Austria (e-mail: office@alphatrace.at)
W. Fruehwirt is with Dr. Grossegger & Drbal GmbH, A-1190 Vienna,
Austria (e-mail: office@alphatrace.at)
R. Schmidt is with Graz Medical University, A-8036 Graz, Austria
(e-mail: reinhold.schmidt@medunigraz.at)
studies focused on band power and synchrony. Characteristic
findings were the frequency slowing (increased relative delta
and relative theta power, decreased relative alpha and relative
beta power) and altered coherence.
Electrophysiological interactions between neuronal popu-
lations are highly nonlinear. Therefore, nonlinear methods for
EEG analysis seem particularly suitable. As we are interested
in the analysis of information processing in the brain, it
seems sensible to use measures from information theory.
EEG signal complexity has been characterized by various
measures such as correlation dimension, omega-complexity,
first positive Lyapunov exponent L1, entropy and auto-
mutual information. The application of nonlinear dynamical
EEG measures to EEGs of AD patients has been discussed in
the reviews by Jeong [1] and Takahashi [2]. The study by
Wan [3] revealed significant differences in information en-
tropy, mutual entropy and approximate entropy between 103
AD patients and 124 healthy controls. Staudinger & Polikar
[4] investigated spectral entropy of 79 AD patients and found
significant differences to healthy individuals. Further studies
used approximate entropy, mutual entropy, multi-scale entro-
py, mutual information analysis, auto-mutual information and
Tsallis entropy [5-10]. Reduced signal complexities were
consistently reported for AD patients as compared to normal
controls. However, with 17 AD patients at the most, sample
sizes were rather small.
The purpose of our study was to investigate whether
complexity markers – in addition to the mere differentiation
between AD patients and controls - can also be used to ex-
plain disease severity as measured by neuropsychological
tests such as, the Mini-Mental State Examination (MMSE).
To our knowledge, only one study has investigated such a
correlation: Yang et al. [11] found a correlation between mul-
ti-scale entropy and MMSE scores of up to r = 0.44 in 108
AD patients. In our examination, we focus on entropy as a
measure of uncertainty in random variables and auto-mutual
information, which is a measure of the mutual dependence of
two epochs.
II. METHODS
A. Subjects of the Prospective Dementia Database Austria
Subjects were 79 probable AD cases from the multi-
centric Prospective Dementia Database Austria (PRODEM)
[12] at the Medical Universities of Graz, Innsbruck and Vi-
enna and Linz General Hospital, Austria. PRODEM is an
ongoing longitudinal multi-center cohort study of patients
Electroencephalographic Complexity Markers Explain
Neuropsychological Test Scores in Alzheimer´s Disease
Heinrich Garn – IEEE Senior Member, Markus Waser, Manfred Deistler - IEEE Fellow,
Thomas Benke, Peter Dal-Bianco, Gerhard Ransmayr, Helena Schmidt, Guenter Sanin, Peter Santer,
Georg Caravias, Stephan Seiler, Dieter Grossegger, Wolfgang Fruehwirt, and Reinhold Schmidt
978-1-4799-2131-7/14/$31.00 ©2014 IEEE 496