VOLUME 83, NUMBER 22 PHYSICAL REVIEW LETTERS 29 NOVEMBER 1999
Rules for Forest Interactions between Dislocations
L. K. Wickham,
1,2
K. W. Schwarz,
1
and J. S. Stölken
2
1
IBM Watson Research Center, Yorktown Heights, New York 10598
2
Lawrence Livermore National Laboratory, Livermore, California 94550
(Received 6 July 1999)
The dynamical interactions of dislocations existing on intersecting glide planes have been investigated
using numerical simulations based on isotropic linear elastic theory. It is found that such dislocations
either repel, attract and form growing junctions, or attract and form bound crossed states. Which
of these occurs can be predicted from a surprisingly simple analysis of the initial configurations. The
outcome is determined primarily by the angles which the dislocations initially make with the glide-plane
intersection edge, and is largely independent of the initial distance between the dislocations, their initial
curvature, or ambient applied stresses. The results provide a rule for dealing with forest interactions
within the context of large multiple-dislocation computations.
PACS numbers: 61.72.Bb, 61.72.Lk
Stress relaxation and plastic flow in crystals occur pri-
marily via the motion of dislocation lines, which generate
atomic slippage of the crystal at the surfaces traversed by
the moving dislocations. Many phenomena such as frac-
ture, patterning and work hardening in metals, and stress
relaxation in semiconductor devices reflect the dynamical
behavior of dislocations on the mesoscopic scale, and in-
terest in modeling such behavior is growing rapidly.
The mesoscale approach (with suitable atomistic input)
is well suited for exploring such problems as work hard-
ening, where a large tangle of dislocations interacts in a
complicated three-dimensional manner, while at the same
time the typical spacing between dislocations is much
larger than the core size. The detailed exploration of such
problems requires numerical simulations, and there is in-
tense current activity aimed at developing programs which
incorporate the manifold mechanisms that govern dislo-
cation behavior and interactions [1–8]. Our particular
entrant in this field is the PARANOID code [9], a fully par-
allelized and highly adaptive program, designed for large
calculations but also capable of resolving the behavior of
individual dislocations down to nanometer scales. This
latter feature permits us to examine certain key issues
which must be resolved before large mesoscale simula-
tions can be considered practical.
Dislocation-tangle simulations tend to be numerically
intensive in any case. Greatly exacerbating this negative
aspect, however, is the necessity of dealing with so-called
forest interactions. By this is meant the crossing of dislo-
cation lines moving on intersecting glide planes and often
having different Burgers vectors. Such events occur only
occasionally as the tangle evolves, but are of the highest
importance because they lead to reconnections, the for-
mation of jogs, junctions, and locks, and other phenom-
ena that drastically alter the tangle dynamics. Because
of the tensor nature of the interaction fields and the non-
linear character of the line dynamics, a typical forest in-
teraction follows a complicated development to the final
stage where the cores touch, atomistic calculations be-
come appropriate, and reconnection, junction formation,
or jog creation occurs. Our simulations can indeed follow
this development down to nanometer scales, but to do so
requires remeshing of the node density down to a 0.1 nm
spacing and a concomitant reduction in the length of the
time steps. Thus, to fully resolve all such interactions dur-
ing a tangle simulation multiplies the computational cost
by several orders of magnitude and is impractical for the
systems of interest.
The consensus idea for dealing with this problem is to
apply “rules” which let one jump directly from the initial
configuration at which the lines begin to interact strongly
to a final configuration (junction, jogs, etc.). This idea
presupposes that there is a natural separation of time scales
in the internal dynamics of a dislocation tangle. Typically,
such dislocations move around with velocities determined
by their curvature and by the applied stresses. Their effect
on each other is minor, except perhaps in a mean-field
sense. If two cores happen to approach each other to
within a critical distance, however, their mutual interaction
can take over and initiate an attractive instability which
leads to a new configuration in a relatively short time. It
is these events which one seeks to bypass computationally
by the application of rules. If such a rule exists and two
lines start to become unstable, a decision can be made
based on their configuration and the lines placed into the
desired outcome state. The subsequent behavior of these
new configurations will again occur on relatively slow
time scales—it can now be modeled in simplified terms,
allowing for the growth and shrinkage of junctions, and the
possible creation of jogs.
Although schematic versions of forest-interaction rules
have been implemented recently [2,10], it has been far
from clear that a physically realistic, useful set of such
rules, in fact, exists. First, we shall see that even in the
case of two initially straight lines, the interaction is compli-
cated and seemingly unpredictable, the dislocations often
twisting around substantially to find the final configuration
that they favor. Second, there is a large parameter space of
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