Int. J. Engineering Management and Economics, Vol. 3, No. 4, 2012 305
Copyright © 2012 Inderscience Enterprises Ltd.
A real options-based approach in guaranteed energy
savings contracting
Nicola Costantino and Giovanni Mummolo
Department of Mechanical and Management Engineering,
Politecnico di Bari, Viale Japigia 182,
70126, Bari, Italy
E-mail: costantino@poliba.it
E-mail: mummolo@poliba.it
Claudio Pascarelli
Department of Engineering for Innovation,
University of Salento,
Via per Monteroni – Ecotekne 73100 Lecce – Italy
E-mail: claudio.pascarelli@hotmail.it
Roberta Pellegrino*
Department of Mechanical and Management Engineering,
Politecnico di Bari, Viale Japigia 182,
70126, Bari, Italy
Fax: +39-080-596-2788
E-mail: r.pellegrino@poliba.it
*Corresponding author
Luigi Ranieri
Department of Engineering for Innovation,
University of Salento,
Via per Monteroni – Ecotekne 73100 Lecce – Italy
E-mail: luigi.ranieri@unisalento.it
Abstract: The full development of the energy services company (ESCO)
industry is still inhibited by the difficulties during the negotiation between
customers and ESCOs. Contractual arrangements are traditionally based on
energy performance contracting (EPC). Improvements on EPC schemes are
required in order to achieve the success of the negotiation. This work focuses
on a particular type of EPC, named guaranteed savings (GS) contract, where a
minimum energy saving is guaranteed to the customer by the ESCO. A model
based on real options theory to share risks among contractual parties is
proposed in order to estimate the fair value of main contractual parameters. A
Monte Carlo simulation is adopted for evaluating the most critical factors
influencing the overall risk sharing. A numerical example concerning a
cogeneration plant of a paper mill is presented. A two level full factorial design
of experiments (DOE) analysis is carried out in order to estimate single and
compound effects of model parameters.