Journal of Economic Dynamics and Control 17 (1993) 1-36. North-Holland
Risk, the financial market, and
macroeconomic equilibrium*
Earl L. Grinols
University of Illinois, Champaign, IL 61820, USA
Stephen J. Turnovsky
National Bureau of Economic Research
University of Washington, Seattle, WA 98195, USA
Received March 1991, final version received January 1992
Growing recognition of the importance of stock market phenomena to the real economy
underscores the need for models linking exogenous uncertainty, asset market performance, and
the rest of the economy in an optimizing framework without certainty equivalence. This paper
constructs a three-agent model with continuous-time stochastic variables, uncertain private
production and government expenditure, and forward-looking rational agents. The growth rate
of output, physical capital accumulation, financial asset returns, and uncertain inflation are
determined as functions of the exogenous uncertainty in the economy. Analysis of the model
finds that increased risk associated with government policy often reverses in an explainable way
the conventional comparative static predictions of nonstochastic macro models.
I. Introduction
The increased prominence of financial market volatility in recent years
points to the need for a better understanding of the relationship between
risk, financial markets, and real economic activity. Current macroeconomic
theory is not very impressive in its ability to respond to these needs, and in
fact is disappointingly limited in its capacity to deal adequately with risk in
general equilibrium. This is because much macroeconomic theorizing as-
*Earlier versions of this paper were presented to seminars at the University of Illinois,
University of Washington, Washington State University, Summer Workshop at the University of
Warwick, and at the World Congress of the Economic Society, Barcelona. We are grateful to
various participants for their helpful comments. We also wish to acknowledge the constructive
suggestions received from Martin Hellwig, as well as the referees and Associate Editor.
0165-1889/93/$05.00 © 1993--Elsevier Science Publishers B.V. All rights reserved