In Search of a Rational Dressing of Intermediate Effective
Hamiltonians
Barthe ́ le ́ my Pradines, Nicolas Suaud, and Jean-Paul Malrieu*
Laboratoire de Chimie et Physique Quantiques, IRSAMC, Universite ́ de Toulouse 3 Paul Sabatier, 118 route de Narbonne, 31062
Toulouse Cedex, France
Laboratoire de Chimie et Physique Quantiques UMR 5626, CNRS, 118 route de Narbonne, 31062 Toulouse Cedex, France
ABSTRACT: The intermediate effective Hamiltonians are designed
to provide M exact energies and the components of the
corresponding eigenvectors in the N-dimensional model space,
with N > M. The effective Hamiltonian is not entirely defined by
these N × M conditions, and several dressings of the Hamiltonian
matrix in the model space are possible. Some of them lead to
unreliable N - M roots associated with the intermediate model
space. This defect appears dramatically when one refers to the weak
separability property, namely, the fact that in a noninteracting A···B
problem where the model space only involves excitations on A, the
consideration of the excitations on B should not affect the spectrum of A. We suggest variants that should maintain the physical
meaning of the intermediate roots. Numerical comparisons illustrate the relevance of this proposal.
1. INTRODUCTION
Single reference perturbation theory is a major tool for the
study of closed shell molecules, providing an order-by-order
generation of the wave function, of the energy, and of the other
properties. It may be a computational tool,
1-5
but one of its
major merits is conceptual, since it generates a diagrammatic
representation of the wave function and of the energy, leads to
the fundamental linked cluster theorem,
6
and has established
the basis of the most rational methods for the study of the
electron correlation problem, in particular the coupled cluster
method.
7,7-10
When one considers the states that are intrinsically of
multireference character, as are most of the excited states, the
classical counterpart becomes the quasi degenerate perturbation
theory (QDPT)
11-13
This theory defines an N-dimensional
model space, a projector P
̂
0
onto this space, and provides an
order-by-order generation of an effective Hamiltonian, built in
this model space. At convergence, the diagonalization of this
Hamiltonian provides N exact eigenenergies of the exact
Hamiltonian H
̂
, and the projections of the corresponding
eigenvectors in the model space. These eigenvectors define the
target space, of projector P
̂
, and this theory establishes the wave
operator Ω
̂
, which sends from P
̂
0
to P
̂
, as will be recalled later.
This powerful tool faces major difficulties. On one hand it
has been used to establish the generalization of the linked
cluster theorem
12
to multireference situations, as well as the
corresponding diagrams, but on the other hand the conditions
to derive it were severe: the model space must be complete (full
configuration interaction of a given number of electrons and
orbitals), and the zeroth-order Hamiltonian was monoelec-
tronic. This second condition is not strictly necessary to achieve
the strict separability, provided that localized orbitals are used,
but under the first of these conditions the perturbation theory
will diverge in most of the atomic and molecular problems, due
to the near degeneracy or paradoxical energy ordering between
the model space determinants of higher energy and the outer
space determinants of lowest energy. Nevertheless, the effective
Hamiltonian theory offers the most rigorous derivation of
model Hamiltonians, as soon as the target space eigenvectors
are known or reliably approached by nonperturbative means.
Two reasons have prompted us to propose, 30 years ago, the
concept of intermediate effective Hamiltonians.
14
The inter-
mediate effective Hamiltonians are less demanding then the
effective Hamiltonians, they work in a N-dimensional model
space but only ask for M < N exact roots and the corresponding
eigenvectors in the full model space. One may frequently define
an M-dimensional main model space and the complementary
intermediate model space of dimension N - M. The main
model space vectors are well separated in energy from the outer
space vectors, which enables the perturbation theory to
converge. This is a practical advantage. The other advantage
is that one may eventually establish a model Hamiltonian in
cases where the target space is not accessible or even not
identifiable. The best example of these situations concerns the
research of valence model Hamiltonians, which work in a basis
involving both neutral valence bond (VB) determinants, of low
energy, and ionic VB determinants, of high energy. The
identification of the exact eigenvectors having the largest
projections on the model space is neither easy nor always
Special Issue: Jacopo Tomasi Festschrift
Received: September 30, 2014
Revised: December 3, 2014
Article
pubs.acs.org/JPCA
© XXXX American Chemical Society A dx.doi.org/10.1021/jp509893r | J. Phys. Chem. A XXXX, XXX, XXX-XXX