sustainability
Article
Risk and Performance of European Green and
Conventional Funds
Tiago Gonçalves
1,
* , Diego Pimentel
2
and Cristina Gaio
1
Citation: Gonçalves, T.; Pimentel, D.;
Gaio, C. Risk and Performance of
European Green and Conventional
Funds. Sustainability 2021, 13, 4226.
https://doi.org/10.3390/su13084226
Academic Editor: Douglas Cumming
Received: 18 March 2021
Accepted: 9 April 2021
Published: 10 April 2021
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1
Advance/CSG, ISEG—Lisbon School of Economics & Management, Universidade de Lisboa,
1200-781 Lisboa, Portugal; cgaio@iseg.ulisboa.pt
2
ISEG—Lisbon School of Economics & Management, Universidade de Lisboa, 1200-781 Lisboa, Portugal;
diegopimentel@msn.com
* Correspondence: tiago@iseg.ulisboa.pt; Tel.: +351-213-925-800
Abstract: This paper analyzes how the risk-adjusted returns of green funds compare to those of
conventional funds, between the years 2005 and 2020 for the European Union countries. Additionally,
we tested how the performance of green funds correlates to the business cycle, subdividing their
performance through expansionary and recessionary times. The findings are summarized as follows:
our regression results demonstrated green and conventional funds exhibiting negative abnormal
adjusted-returns against the developed world market benchmark for the single-factor and multifactor
models. For the European market benchmark, we found environmental mutual funds presenting a
positive performance for both models and conventional funds displaying negative results for the
single-factor model and positive results for the multifactor model. The factor loadings for green funds
indicated a negative load on momentum, book-to-market (HML) and size (SMB) factors, revealing a
higher exposure to big and value companies. Subsampling per business cycle exhibited green mutual
funds providing higher risk-adjusted returns to investors during crisis periods and mixed results for
the non-crisis periods.
Keywords: ESG; green funds; conventional funds; performance; risk; sustainable; investments
1. Introduction
The increasing awareness about sustainability has led green investments to gain
popularity among investors, especially after the COP 21 Paris Agreement and the UN
Sustainable Development Goals, both aiming to tackle climate change and its effects on the
planet and, therefore, on human life, environment, and economy.
Companies are directly affected by these changes, and they have re-evaluated their
behavior to meet new demands of the financial market. Investors and institutions are
also realigning their asset allocation, given that sustainable firms are better attuned to
endure through hard times, and therefore, offer steady risk-adjusted returns through
time. Following this new trend, investment banks and asset management have increased
their supply of green funds over recent years, providing many options for investors
screening environmental, social and corporate governance (ESG) aspects on their portfolio
allocation decisions.
Although there is empirical evidence of the increased availability of environmental
funds, no consensus has been reached on the risk-adjusted returns tendency between
green and conventional funds. Some results show better risk-adjusted returns for green
funds, and others for their conventional peers. Our study takes this opportunity to fill the
literature gap by analyzing new data for green and conventional funds returns, exploring
whether there is an upward tendency for green funds to outperform over time or if the
classical conventional funds are still the ideal choice.
To understand whether or not the relationship between green and conventional funds
returns holds in different economic scenarios, we also studied their behavior over the
Sustainability 2021, 13, 4226. https://doi.org/10.3390/su13084226 https://www.mdpi.com/journal/sustainability