Do Family Firms Use Dividend Policy as
a Governance Mechanism? Evidence from
the Euro zone
Julio Pindado*, Ignacio Requejo, and Chabela de la Torre
ABSTRACT
Manuscript Type: Empirical
Research Question/Issue: This study investigates whether family firms use dividend policy as a corporate governance
mechanism to overcome agency problems between the controlling family and minority investors. We further account for
deviations between ownership and control and consider the presence and identity of other large shareholders in family
companies.
Research Findings/Insights: Based on a sample of firms from nine Eurozone countries and using a panel data method, we
find that family firms distribute higher and more stable dividends to alleviate expropriation concerns of minority investors.
However, the higher dividend payments are mainly explained by family firms with no separation between the largest
owner’s voting and cash flow rights and those with non-family second blockholders.
Theoretical/Academic Implications: We contribute to the literature by shedding light on how the family business model
affects companies’ dividend preferences. Our research also highlights the importance of taking into account the identity of
large shareholders, especially in a context in which concentrated ownership structures are commonplace. The reported
differences in dividend policies between family and non-family firms help to clarify the variant performances of family
businesses found in previous studies.
Practitioner/Policy Implications: Family firms should regard dividend policy as a governance tool that allows them to
attract prospective investors and enlarge their shareholder base. Simultaneously, minority investors can benefit from family
firms’ dividend decisions. Our evidence also suggests that European policy makers should lay the necessary foundations to
prevent controlling families from adopting ownership structures that serve their own personal interests.
Keywords: Corporate Governance, Family Control, Dividend Policy, Second Blockholders, Euro zone
INTRODUCTION
T
he current downturn in the economy has revived the
importance of family firms for society as a whole
because of the peculiarities associated with this type of
corporation, such as owner families’ concerns over the
continuity of the business (see, e.g., Kanekrans, 2009; Miller,
Le Breton-Miller, & Scholnick, 2008; Prencipe, Bar-Yosef,
Mazzola, & Pozza, 2011). Interestingly, some anecdotal evi-
dence suggests that family firms may have a greater commit-
ment to distributing dividends (Hall, 2005). In addition,
prior research widely accepts the view that family control
can lead to agency problems between the controlling family
and minority shareholders under specific circumstances
(Anderson & Reeb, 2003; Mishra, 2011; Villalonga & Amit,
2006, 2010; Wong, Chang, & Chen, 2010). However, the
literature on whether family-controlled corporations
use dividends as a trust-generating device to alleviate
minority shareholders’ concerns over wealth expropriation
is scarce.
In this context, we address two main research questions:
(1) Do family firms use dividend policy as a corporate gov-
ernance mechanism to overcome agency problems with
minority shareholders and to alleviate expropriation con-
cerns, and (2) do family firms’ dividend decisions depend on
their specific ownership structures (i.e., separations between
family’s voting and cash flow rights, the presence of second
blockholders)? Therefore, our study covers two issues that
*Address for correspondence: Julio Pindado, Department of Business Administration,
Campus Miguel de Unamuno, Universidad de Salamanca, Edificio F.E.S., Salamanca,
E37007, Spain. Tel: +34 923 294763; Fax: +34 923 294715; E-mail: pindado@usal.es
413
Corporate Governance: An International Review, 2012, 20(5): 413–431
© 2012 Blackwell Publishing Ltd
doi:10.1111/j.1467-8683.2012.00921.x