Modelling of sputtering yield amplification in serial reactive magnetron co-sputtering
T. Kubart
a,
⁎, R.M. Schmidt
b
, M. Austgen
b
, T. Nyberg
a
, A. Pflug
c
, M. Siemers
c
, M. Wuttig
b
, S. Berg
a
a
Solid State Electronics, The Ångström Laboratory, Uppsala University, Box 534, 751 21 Uppsala, Sweden
b
Institute of Physics (IA), RWTH Aachen University, 52056 Aachen, Germany
c
Fraunhofer IST, 38108 Braunschweig, Germany
abstract article info
Article history:
Received 1 December 2011
Accepted in revised form 1 June 2012
Available online 9 June 2012
Keywords:
Reactive sputtering
Magnetron sputtering
Deposition rate
Oxide thin films
TRIDYN
Sputtering yield amplification
Serial magnetron co-sputtering can be used to increase the deposition rate in reactive deposition of thin
films. The increase in deposition rate is achieved by sputtering yield amplification through doping the
sputtering target by a heavy element. The dopant is introduced by means of sputtering from an auxiliary tar-
get onto a rotating primary magnetron. During sputtering of the primary target, the dopant is implanted into
the target surface. Here we present a model describing the serial co-sputtering technique. The model is based
on the binary collision approximation and takes into account the dynamical sputtering and mixing at the tar-
get surface. As an example, W and Bi doping in reactive sputter deposition of Al
2
O
3
is analyzed. W is shown to
be very efficient dopant which can increase the deposition rate for oxide up to 100% with 1.6 at.% of W in the
resulting coating. Doping by Bi is not very effective due to the low surface binding energy of Bi. The simula-
tions show that sputtering yield amplification can be realized in the serial co-sputtering setup with rotating
magnetrons.
© 2012 Elsevier B.V. All rights reserved.
1. Introduction
One of the most common techniques for the deposition of com-
pound thin films is reactive magnetron sputtering [1]. Due to its ver-
satility and ease of up-scaling, it has many applications ranging from
microelectronics to large area coatings on glass. Especially in the field
of large area coatings, the low deposition rate and thus limited pro-
ductivity for oxides is a major concern. This is related to the low
sputtering yield of most oxides used as optical films [2]. In reactive
magnetron sputtering, two distinct modes of operation exist. Stoi-
chiometric oxide can be grown either at low rate in the so called
oxide mode with a fully oxidized target, or in the transition region
[3]. High deposition rates are possible in the transition region since
the target is kept in the metallic state. Due to the hysteresis effect,
however, this transition region is not stable and a feedback control
is necessary [4].
As an alternative for the stabilization of the transition region [5],
increasing the sputtering yield of the target material is another way
to achieve a higher deposition rate for the same discharge power
[6]. Recently, we have predicted that sputtering yield amplification
(SYA) can be applied to reactive sputtering and leads to a very high
deposition rate increase [7]. In SYA, the target material is doped by
a heavy element in order to reduce the depth of the collision cascade.
This increases the sputtering yield of the target atoms. As the doping
element is sputtered together with the target atoms, the method is
inherently limited to those applications which can tolerate the incor-
poration of the dopant in the deposited coating. The model used in
the previous study [7] assumed homogenous targets where the dop-
ing element is evenly distributed. Production of such targets requires
mixing on an atomic scale [6] and presents serious limitation for the
practical realization of SYA. Serial co-sputtering is a technique to real-
ize SYA as the dopant is deposited on the target surface and incorpo-
rated by recoil implantation. This can be achieved using rotating
systems where the target is periodically coated with a thin layer of
a heavy element and sputtered [8]. Initial experiments showed
about 80% increase in the deposition rate of Al
2
O
3
by W doping
using serial co-sputtering [9].
Cylindrical rotating magnetrons are frequently used in industrial
applications especially for large area coatings because they can be
scaled up easily. The serial co-sputtering was shown to be a reliable
technique for deposition of alloys combining the advantages of co-
sputtering and sputtering from alloy targets [8]. If SYA can be realized
using such a setup, the whole process is suitable for industrial appli-
cations. A schematic sketch of a serial co-sputtering arrangement is
shown in Fig. 1. It consists of a cylindrical rotating primary magnetron
with a target made of the metal to be deposited. Doping is introduced
by means of an auxiliary planar magnetron, which deposits the dop-
ant on the back side of the primary target. It is then brought to the
primary erosion zone by target rotation. Subsequently it is implanted
into the primary target surface by recoil implantation.
In order to assess the industrial potential of SYA in serial co-sputtering,
it is necessary to evaluate the range of operating conditions for SYA as
well as the enhancement of sputtering yield for different materials. There-
fore, we present here a model for serial co-sputtering with cylindrical
Surface & Coatings Technology 206 (2012) 5055–5059
⁎ Corresponding author. Tel.: +46 18 471 7257; fax: +46 18 55 50 95.
E-mail address: Tomas.Kubart@angstrom.uu.se (T. Kubart).
0257-8972/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.surfcoat.2012.06.005
Contents lists available at SciVerse ScienceDirect
Surface & Coatings Technology
journal homepage: www.elsevier.com/locate/surfcoat