[CANCER RESEARCH 56. 3630-3633, August 15. 19961
Advances in Brief
High Frequency of pió (CDKN2/MTS-1/INK4A) Inactivation in Head and Neck
Squamous Cell Carcinoma1'2
Andre L. Reed, Joseph Califano, Paul Cairns, William H. Westra, Richard M. Jones, Wayne Koch, Steven Ahrendt,
Yolanda Eby, Duane Sewell, Homaira Nawroz, Jiri Bartek, and David Sidransky3
Department of Otolaryngology-Hrad and Neck Surgery, Head and Neck Cancer Research Division ¡A.L R., J. C.. P. C.. R. M. J.. W. K.. Y. E., D. Se.. H. N., D. SiJ, Johns
Hopkins University School of Medicine, Baltimore, Maryland 21205-2196: Departments of Pathology ¡W.H. W.} and General Surgery ¡S.A.¡,Jolin\ Hopkins Hospital, Baltimore.
Maryland 21287: and Danish Cancer Society, Division for Cancer Biologv, Strandboulevarden 49, opg. Bygn. 4, DK-2100 Copenhagen 0, Denmark, ¡J.B.I
Abstract
The tumor suppressor genep/6 (CDKN2/MTS-1/INK4A) can be inacti
vated by multiple genetic mechanisms. We analyzed 29 invasive primary
head and neck squamous cell carcinomas (HNSCC) far pl6 inactivation
with immunohistochemistry utilizing a new monoclonal antibody (mAb),
DCS-50. (ito staining of the primary lesions was correlated with genetic
analysis including: (a) detailed microsatellite analysis of markers at the
¡ilftlocus to detect homozygous deletion; (ft) sequence analysis ofplo; and
!<•) Southern blot analysis to determine the methylation status of the 5'
< |i(, island of p 16. Twenty-four of 29 (83% ) head and neck squamous cell
carcinoma tumors displayed an absence of pl6 nuclear staining using
immunohistochemistry. Of these 24 tumors, we found that 16 (67%)
harbored homozygous deletions, 5 (21%) were methylated, 1 displayed a
rearrangement at the pl6 locus, and I displayed a frameshift mutation in
exon 1. These data suggest that: (a) inactivation of the pi6 tumor sup
pressor gene is a frequent event in squamous cell carcinomas of the head
and neck; tin pl6 is inactivated by several distinct and exclusive events
including homozygous deletion, point mutation, and promoter methyla
tion; and (<•) immunohistochemical analysis for expression of thep/6 gene
product is an accurate and relatively simple method for evaluating pl6
gene inactivation.
Introduction
HNSCCs4 comprise 5% of the 1,040,000 new cancers afflicting
Americans annually; however, little is known about the molecular
changes associated with oncogenesis (1, 2). Perturbations in cellular
proliferation driven by the accumulation of genetic alterations in
oncogenes and tumor suppressor genes give rise to neoplasms (3).
Tumor suppressor gene inactivation is among the most common
genetic mechanisms resulting in malignant transformation (4). For
example, mutational inactivation of the p53 tumor suppressor gene is
one of the most common genetic changes in human cancer, and it is
also found in approximately 45% of primary HNSCCs (5, 6).
Evidence for inactivation of additional tumor suppressor genes in
Received 5/7/96; accepted 6/28/96.
The costs of publication of this article were defrayed in part by the payment of page
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18 U.S.C. Section 1734 solely to indicate this faci.
1 Supported by Lung Spore Grant CA-58184-01 and a Collaborative Research Agree
ment with Oncor. Inc. (Gailhersburg. MD).
2 Oncor. Inc. provided research funding for the study described in this article. Under
an agreement between Oncor and The Johns Hopkins University. Dr. Sidransky is entitled
to a share of sales royalty received by the University from Oncor. Under that agreement,
the University and Dr. Sidransky also have received Oncor stock which, under University
policy, cannot be traded until 2 years after the first commercial sales of the products
related to this research. Dr. Sidransky also serves as a member of the Scientific Advisory
Board of OncorMcd. Inc., an Oncor subsidiary, which is commercializing some of
Oncor's technology. The terms of this arrangement have been reviewed and approved by
the University in accordance with its conflict of interest policies.
1To whom requests for reprints should be addressed, at Head/Neck Surgery. Johns
Hopkins University School of Medicine. 818 Ross Research Building. 720 Rutland
Avenue. Baltimore, MD 2I205-2I96
4 The abbreviations used are: HNSCC, head and neck squamous cell carcinoma; LOH,
loss of heterozygosity; IHC. ¡mmunohistochemistry; mAb. monoclonal antibody.
HNSCC is supported by frequent and early LOH at the 9p21 locus in
these neoplasms (7). Located within this minimal region is the puta
tive tumor suppressor gene pió (CDKN2/MTS-I/1NK4A; Refs. 8 and
9). The ¡>I6gene encodes a cell cycle protein which inhibits cyclin-
dependent kinases 4 and 6, preventing phosphorylation of Rb protein
and causing inhibition of cell cycle progression from G, to S-phase
(10-12). Genetic alterations of the p!6 gene lead to its inactivation,
resulting in deregulation of cell proliferation and tumorigenesis. Pre
vious reports suggest that the incidence of pió gene mutations in
HNSCC cell lines (44%) is much greater than that found in primary
HNSCC tumors (10%; Refs. 13 and 14)). This would suggest that the
gene encoding pI6 may not be the primary target of LOH at 9p21 in
HNSCC. implicating the existence of (an) additional tumor suppressor
genes at this locus. However, alternative mechanisms of pió inacti
vation include homozygous deletion (8, 15) and methylation (16) of
the 5' CpG island within the promotor region leading to pió inacti
vation. For most tumor types, these alternative mechanisms of pl6
inactivation are much more frequent than point mutation alone (14).
To delineate the role of p!6 as a tumor suppressor in the genesis of
HNSCC, we examined 29 primary HNSCC tumors for pió gene
inactivation using IHC and correlated these findings with genetic
analysis of the pió locus. We found that p¡6 is the most commonly
inactivated tumor suppressor gene detected thus far in primary
HNSCC and that immunohistochemistry is a sensitive method of
detecting ¡>I6 inactivation.
Materials and Methods
Primary Tumor and Margin Samples and DNA Extraction. Twenty-
nine randomly selected primary HNSCC tumors were collected from July 1996
through August 1996 following surgical resection with prior consent from
Johns Hopkins Hospital patients. These specimens were fresh frozen, then
microdissecled on a cryostat to select for greater than 70% neoplastic cells/
tumor. Blood was obtained by venipuncture from patients, and lymphocyte
DNA was isolated as described for use as a normal control (7).
Histopathology. Fresh-frozen specimens were embedded in OCT (Tissue-
Tek; Miles. Elkhart, IN). Tissue sections (5 mm) were cut on a cryostat, and
the first two sections of each tumor were mounted on lysine-coated glass slides
and stained with H&E. These slides were examined by a pathologist
(W. H. W.). and microdissection was performed as needed to obtain greater
than 70% neoplastic cells. Twenty-four sections were obtained from each
tumor and mounted on 12 lysine-coated slides and stored at -20°C to be used
tor IHC staining. Fifty sections. 12-mm thick, were cut from each tumor and
placed in SDS/proteinase K at 60°Cfor 4 h. This was followed by phenol-
chloroform extraction of DNA and ethanol precipitation as described previ
ously (17).
IHC. IHC was performed as described previously (18) with the use of a pl6
monoclonal antibody, DCS-50 (12) (Lab Vision. Fremont, CA), which pref
erentially recognizes denaturation-resistant epitopes on the carboxy terminus
of the pl6 protein. Briefly, 5-mm thick frozen tumor sections were fixed on
lysine-coated slides ina 1:1 cold acetone/methanol solution. After blocking,
serum was applied for 15 min. and sections were reacted with primary pl6
3630
Research.
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