A Demonstration of Principal Component Analysis
for EPR Spectroscopy: Identifying Pure
Component Spectra from Complex Spectra
Oliver Steinbock,* Bettina Neumann,
†
Brant Cage, Jack Saltiel, Stefan C. Mu 1 ller,
†
and Nar S. Dalal*
Department of Chemistry, Florida State University, Tallahassee, Florida 32306-3006
The application of principal component analysis (PCA)
with self-modeling (SM) is extended to electron paramag-
netic resonance (EPR) spectroscopy. Our approach
develops a novel constraint in the SM procedure. This
constraint relies on the mirror symmetry around the EPR
peak position, a condition that is well satisfied by most
paramagnetic compounds at the usual EPR measurement
frequencies (9 -10 GHz, the X-band). Examples consid-
ered are two- and three-component systems consisting of
aqueous solutions of paramagnetic ions that exhibit
distinct but overlapping spectra: Cu
2 +
(single peak), Mn
2 +
(sextet), and VO
2 +
(octet). The results show that the PCA
technique is capable of reproducing the correct number
of components and reconstructing spectra in good agree-
ment with control measurements. Other spectroscopy
areas to which the symmetric peak constraint should be
applicable include NMR, NQR, and ICR.
A frequent problem in electron paramagnetic resonance (EPR)
spectroscopy is the partial or complete overlap of signals from
different paramagnetic species.
1
Consequently, the characteriza-
tion, identification, and analysis of mixed EPR spectra is often
difficult. Examples of this dilemma cover nearly the entire range
of EPR applications, such as kinetic investigations of free radicals
originating from chemical reactions
2
or radiolysis
3
and the analyti-
cal characterization
4
of the composition of paramagnetic inorganic,
organic, and biological samples.
5
Related analyses
6
are sometimes
even further complicated by the lack of information on the total
number of paramagnetic species that result in a complex EPR
signal and/ or difficulties in obtaining the relevant pure substances
that would allow the application of standard least-squares fitting
procedures. One possible approach to help solve this problem is
the use of higher frequencies and therefore higher magnetic
fields.
7
High magnetic fields increase the separation of pure EPR
signals, since the absorption maxima at H
0
shift according to the
compound-specific g-values as expressed in
where h is Planck’s constant, ν denotes the microwave (or
infrared) frequencies, and is the Bohr magneton. Although
high-field EPR spectrometers ( ν > 100-400 GHz) are currently
under development in some laboratories,
8
it is doubtful that these
spectrometers will become standard analytical tools. We therefore
see a need for improvements of analytical methodologies in the
field of EPR spectroscopy.
Intriguing possibilities are opened by a technique known as
principal component analysis (PCA),
9-11
which has found many
applications in the field of optical spectroscopy. PCA has been
used for the analysis of UV/ visible and fluorescence data,
12,13
and
its usefulness has also been demonstrated for liquid chromatog-
raphy
14
and time-resolved infrared (FT-IR) spectroscopy.
15
PCA has been applied to NMR spectroscopy.
16
In particular,
Kvalheim
17
demonstrated that PCA is helpful in the assignment
of the various peaks of a complex NMR spectrum, such as that
from crude oil. PCA techniques were shown to be helpful in
improving the quantitation of peak intensities in standard NMR
as well as in NMR imaging.
18
To our knowledge, however, there
has been no report of any application of PCA to EPR spectroscopy.
In this context, we note that there are significant differences in
the appearance and parameterization of NMR and EPR spectra.
Whereas NMR spectra are recorded in the absorption mode, EPR
peaks are measured in the derivative mode. Moreover, NMR
spectra consist of many multiplets, each one representing a
specific group of nuclei. In EPR, on the other hand, each peak
arises from interaction of the unpaired electron with the whole
paramagnetic entity. Thus the line shapes and routine analysis
procedures differ for NMR and EPR spectroscopies. It follows
†
Max-Planck-Institut fu ¨ r molekulare Physiologie, Rheinlanddamm 201, D-44147
Dortmund, Germany, and Otto-von-Guericke Universita ¨ t, Institut fu ¨ r Experimen-
telle Physik, Universita ¨ tsplatz 2, D-39016 Magdeburg, Germany.
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hν ) gH
0
(1)
Anal. Chem. 1997, 69, 3708-3713
3708 Analytical Chemistry, Vol. 69, No. 18, September 15, 1997 S0003-2700(97)00308-9 CCC: $14.00 © 1997 American Chemical Society