ORIGINAL ARTICLE
The importance of symptoms in the longitudinal variability
of clusters in COPD patients: A validation study
JUAN P. de TORRES,
1
JOSE M. MARIN,
2,3
CRISTINA MARTINEZ-GONZALEZ,
4
PILAR de LUCAS-RAMOS,
5
BORJA COSIO,
3,6
CIRO CASANOVA
7
for the COPD History Assessment In SpaiN (CHAIN) cohort
*
1
Pulmonary Department, University Clinic of Navarra, Pamplona;
2
Pulmonary Department, University Hospital Miguel Servet,
Zaragoza;
3
CIBER of Respiratory Diseases (CIBERES), Health Institute Carlos III, Madrid;
4
Pulmonary Department, Central
Hospital of Asturias, Oviedo;
5
Pulmonary Department I, Gregorio Marañon Hospital, Madrid;
6
Pulmonary Department, Son
Espases Hospital, Palma de Mallorca;
7
Pulmonary Department, Ntra Sra de Candelaria Hospital, Tenerife, Spain
ABSTRACT
Background and objective: Cluster analysis has been
utilized to explore phenotypic heterogeneity in chronic
obstructive pulmonary disease (COPD). To date, little is
known about the longitudinal variability of clusters in
COPD patients. We aimed to evaluate the 2-year cluster
variability in stable COPD patients.
Methods: We evaluated the following variables in COPD
patients at baseline and 2 years later: age, gender, pack-
year history, body mass index (BMI), modified Medical
Research Council (MMRC) scale, 6-min walking dis-
tance (6MWD), spirometry and COPD Assessment Test
(CAT). Patient classification was performed using clus-
ter analysis at baseline and 2 years later. Each patient’s
cluster variability after 2 years and its parameters asso-
ciated with cluster change were explored.
Results: A total of 521 smokers with COPD were evalu-
ated at baseline and 2 years later. Three different clus-
ters were consistently identified at both evaluation
times: cluster A (of younger age, mild airway limitation,
few symptoms), cluster B (intermediate) and cluster C
(of older age, severe airway limitation and highly symp-
tomatic). Two years later, 70% of patients were
unchanged, whereas 30% changed from one cluster to
another: 20% from A to B; 15% from B to A; 15% from B
to C; 42% from C to B and 8% from C to A. 6MWD,
forced expiratory volume in 1 s (FEV
1
) % and CAT were
the principal parameters responsible for this change.
Conclusion: After 2 years of follow-up, most of the
COPD patients maintained their cluster assignment.
Exercise tolerance, lung function and quality of life
were the main driving parameters in those who change
their cluster assignment.
Clinical trial registration: NCT01122758 at ClinicalTrials.gov
Key words: chronic obstructive pulmonary disease, clinical
factor clusters, longitudinal changes.
Abbreviations: ACOS, asthma–COPD overlap syndrome; ATS,
American Thoracic Society; CAT, COPD Assessment Test;
CHAIN, COPD History Assessment In SpaiN; GOLD, Global
Initiative for Chronic Obstructive Lung Disease; FEV
1
, forced
expiratory volume in 1 s; HTA, hypertension; MMRC, modified
Medical Research Council; OSA, obstructive sleep apnoea.
INTRODUCTION
Chronic obstructive pulmonary disease (COPD) is an
important health problem and is ranked as the third
disease burden worldwide since 2010.
1
COPD is char-
acterized by a persistent airflow limitation that is
usually progressive and is associated with an
enhanced chronic inflammatory response in the air-
ways and lungs to noxious particles or gases, primar-
ily cigarette smoke.
2
COPD is a complex disease with
a heterogeneous clinical presentation.
3
Several efforts
have been conducted to classify COPD patients into
subgroups or clinical phenotypes to allow their easy
identification regarding prognostic and therapeutic
purposes.
4–9
Cluster analysis, whose aim is to organize informa-
tion so that heterogeneous groups of variables can be
classified into relatively homogeneous groups,
10
has
been proposed for the examination of clinical pheno-
typic heterogeneity in COPD patients. Several studies
have investigated different databases, identifying
Correspondence: Juan P. de-Torres, Pulmonary Department,
Clínica Universidad de Navarra, Av Pio XII, 36, Pamplona 31200,
Spain. Email: jupa65@hotmail.com
*Members of the COPD History Assessment In SpaiN (CHAIN)
cohort are listed in Appendix S1 (Supplementary Information).
Received 3 May 2017; invited to revise 30 June and
17 August 2017; revised 6 July and 28 August 2017; accepted
7 September 2017 (Associate Editor: Robert Young; Senior
Editor: Paul KIng).
SUMMARY AT A GLANCE
This longitudinal analysis of a large chronic obstruc-
tive pulmonary disease (COPD) study explored the
identification of clusters and their behaviour over
2 years. We validated previous data on the topic but
in a multicentre study and with 2 years of follow-up
(previously only 1 year). We also identified factors
associated with cluster changes.
© 2017 Asian Pacific Society of Respirology Respirology (2018) 23, 485–491
doi: 10.1111/resp.13194