Objective: The objective of this study was to
systematically document current methods and pro-
tocols employed when using functional near-infrared
spectroscopy (fNIRS) techniques in human factors and
ergonomics (HF/E) research and generate recommen-
dations for conducting and reporting fNIRS findings in
HF/E applications.
Method: A total of 1,687 articles were identified
through Ovid-MEDLINE, PubMed, Web of Science, and
Scopus databases, of which 37 articles were included in
the review based on review inclusion/exclusion criteria.
Results: A majority of the HF/E fNIRS investiga-
tions were found in transportation, both ground and
aviation, and in assessing cognitive (e.g., workload,
working memory) over physical constructs. There
were large variations pertaining to data cleaning, pro-
cessing, and analysis approaches across the studies that
warrant standardization of methodological approaches.
The review identified major challenges in transparency
and reporting of important fNIRS data collection and
analyses specifications that diminishes study replicabil-
ity, introduces potential biases, and increases likelihood
of inaccurate results. As such, results reported in exist-
ing fNIRS studies need to be cautiously approached.
Conclusion: To improve the quality of fNIRS inves-
tigations and/or to facilitate its adoption and integra-
tion in different HF/E applications, such as occupational
ergonomics and rehabilitation, recommendations for
fNIRS data collection, processing, analysis, and report-
ing are provided.
Keywords: fNIRS, human factors, ergonomics, neuro-
ergonomics
INTRODUCTION
Neuroergonomics has been an instrumental
approach for human factors and ergonomics
(HF/E) researchers to understand, evaluate, pre-
dict, and improve elements of human perfor-
mance (such as workload, training, stress, and
fatigue) across several work settings, such as
aviation and health care (Ayaz, Willems, et al.,
2010; James et al., 2011; Mehta, 2016). Defined
as the study of the human brain in relation to
performance at work and everyday settings
(Parasuraman, 2003; Parasuraman & Rizzo,
2007), neuroergonomics integrates theories and
principles from ergonomics, neuroscience, and
human factors to provide critical insights on
the neuropsychological and neurophysiological
mechanisms that drive human behavior, particu-
larly in natural settings (Parasuraman, 2011).
Neuroimaging techniques allow us to study
the brain and the different neural and cognitive
processes that occur naturally under different
tasks. In addition, these tools provide a better
overview of different diseases, disorders, and
operator cognitive states regarding how they
affect the body, and hence a better understand-
ing of possible cures and/or intervention strate-
gies to address the deficiencies in cognitive/
physical functions.
Several neuroimaging tools are available that
can be divided into two main categories: (a) indi-
rect indicators of metabolic neural activity and
(b) direct indicators of neural activity due to task-
based stimuli. Corresponding to the first category
are the functional magnetic resonance imaging
(fMRI), positron emission tomography (PET),
functional transcranial Doppler sonography
(fTCD), and functional near-infrared spectros-
copy (fNIRS). Of these four popular methods,
only fNIRS and fTCD allow mobile studies, as
845275HFS XX X 10.1177/0018720819845275Human Factorsfnirs recommendations for hf/e researchresearch-article 2019
Address correspondence to Ranjana K. Mehta, Industrial
& Systems Engineering, Texas A&M University, College
Station, TX 77843, USA; e-mail: rmehta@tamu.edu.
Methodological Approaches and
Recommendations for Functional Near-Infrared
Spectroscopy Applications in HF/E Research
Yibo Zhu, Carolina Rodriguez-Paras, Joohyun Rhee,
and Ranjana K. Mehta , Texas A&M University, College Station, USA
HUMAN FACTORS
Vol. XX, No. X, Month XXXX, pp. 1–30
DOI: 10.1177/0018720819845275
Article reuse guidelines: sagepub.com/journals-permissions
Copyright © 2019, Human Factors and Ergonomics Society.