Dopamine D
2
Receptor Occupancy Estimated From Plasma
Concentrations of Four Different Antipsychotics and the
Subjective Experience of Physical and Mental Well-Being
in Schizophrenia
Results From the Randomized NeSSy Trial
Tanja Veselinović, MD,* Martin Scharpenberg, PhD,† Martin Heinze, MD,‡ Joachim Cordes, MD,§
Bernd Mühlbauer, MD,†|| Georg Juckel, MD, PhD,¶ Eckart Rüther, MD,# Michael Paulzen, MD,***
Ekkehard Haen, MD,†† Christoph Hiemke, PhD,‡‡ Jürgen Timm, PhD,†
and Gerhard Gründer, MD,§§ on behalf of the NeSSy Study Group
Abstract:
Background: Impaired subjective well-being in schizophrenia patients
treated with antipsychotics has often been linked inter alia to the antido-
paminergic effects of medication. Thus, it is important to capture the associ-
ation between striatal dopamine D
2
receptor occupancy (D2-RO) and global
subjective well-being. We examined this association using data from our
multicenter, randomized, double-blind Neuroleptic Strategy Study (NeSSy).
Methods: An innovative double randomization process was used for al-
location of patients to the specific treatment groups. Plasma drug concen-
trations were measured after 6 and 24 weeks of treatment to obtain the
estimated D2-RO (eD2-RO) relative to literature values. We made an explor-
atory analysis of associations between eD2-RO and subjective well-being
scores. One hundred two blood samples from 69 patients were available
for the analysis. Because of the lack of a satisfactory occupancy model
for quetiapine, only haloperidol, flupentixol, and olanzapine treatment
groups were pooled, whereas aripiprazole data were analyzed separately,
because of its partial agonistic properties.
Results: In the pooled antagonist group, eD2-RO correlated negatively
with the summarized well-being score. In a more detailed analysis, this as-
sociation could be confirmed for all first-generation antipsychotic-treated
patients, but not for the separate second-generation antipsychotic groups.
In the aripiprazole group, higher eD2-RO was associated with impaired
physical well-being, but had no association with mental well-being.
Conclusions: Our results suggest that high plasma levels and conse-
quently high occupancy at D
2
receptors are disadvantageous for subjective
well-being, as distinct from the objective extrapyramidal side effects. To
minimize patients' malaise, which disfavors adherence, implementation
of therapeutic drug monitoring in the clinical routine may be useful.
Key Words: antipsychotic, schizophrenia, subjective well-being
(J Clin Psychopharmacol 2019;39: 550–560)
B
esides treatment resistance, poor medication adherence remains
one of the major challenges in everyday clinical work with
schizophrenia patients.
1
The underlying cause of poor adherence
is often impaired well-being or dysphoria induced by antipsychotic
drugs.
2–4
Negative subjective experience under antipsychotic treatment
has been documented for both first- (FGA) and second-generation an-
tipsychotics (SGA).
5,6
Although currently used antipsychotics affect
various neurotransmitter systems, net antagonism at dopamine D
2
and D
3
receptors (hereafter collectively designated D
2
) nonetheless re-
mains an indispensable prerequisite for their antipsychotic effects,
6
which may be obtained at the expense of the patient's subjective
well-being.
7–9
Indeed, results of several molecular neuroimaging stud-
ies show increasing risk of negative subjective experience with greater
D
2
blockade in schizophrenia patients treated with olanzapine, risper-
idone, and haloperidol.
9–12
However, one of the main limitations of
such studies is the relatively small sample size.
13
Further, previous
studies included 1 or at most 2 different antipsychotic drugs, thus
not affording comparisons between drugs or the possibility to general-
ize across the broader classes of antipsychotic medications.
Numerous molecular imaging studies have shown that the
relationship between D
2
receptor occupancy (D2-RO) and the
plasma drug level fits a one site occupancy model described by
the hyperbolic approach to complete saturation,
14–18
suggesting
that plasma antipsychotic levels could indeed be used to predict
D2-RO.
19,20
Based on this model, Takeuchi and colleagues
13
ex-
amined the relationship between subjective experience/drug atti-
tude and the estimated D2-RO (eD2-RO), calculated relative to
From the *Department of Psychiatry, Psychotherapy and Psychosomatics, Medi-
cal Faculty, RWTH Aachen University, Aachen; †Competence Center for Clinical
Trials—Biometry, University of Bremen, Bremen; ‡Department of Psychiatry
and Psychotherapy, Brandenburg Medical School, Immanuel Klinik, Rüdersdorf;
§Department of Psychiatry and Psychotherapy, Medical Faculty, Heinrich-Heine-
University, Düsseldorf; ||Department of Pharmacology, Klinikum Bremen Mitte,
Bremen; ¶Department of Psychiatry, LWL University Hospital, Ruhr University
Bochum, Bochum; #Department of Psychiatry and Psychotherapy, University of
Göttingen, Göttingen; **Alexianer Hospital Aachen; ††Clinical Pharmacology,
Department of Psychiatry and Psychotherapy and Department of Pharmacology
and Toxicology, University of Regensburg, Regensburg; ‡‡Department of Psychi-
atry and Psychotherapy, University Medical Center of Mainz, Mainz; and §§Depart-
ment of Molecular Neuroimaging, Central Institute of Mental Health, Medical
Faculty Mannheim, University of Heidelberg, Mannheim, Germany.
Received November 11, 2018; accepted after revision July 21, 2019.
Reprints: Tanja Veselinović, MD, Department of Psychiatry, Psychotherapy and
Psychosomatics, RWTH Aachen University, Pauwelsstrasse 30, 52074
Aachen, Germany (e‐mail: tveselinovic@ukaachen.de).
The study was funded by the German Federal Ministry of Education and
Research, BMBF 01KG0907; ClinicalTrials.gov no. NCT01164059).
Trial registration: German Clinical Trials Register DRKS00000304
http://www.drks.de/drks_web/navigate.do?
navigationId=trial.HTML&TRIAL_ID=DRKS00000304.
The NeSSy Study Group includes the following authors: Stefan Bleich, MD;
Markus Borgmann, MD; Vasiliki Breunig-Lyriti, PhD; Constanze Schulz,
PhD; Martin Brüne, MD; Peter Falkai, MD; Sandra Feyerabend; Christian
Figge, MD; Helge Frieling; Wolfgang Gaebel, MD; Jürgen Gallinat, MD;
Dmitri Handschuh; Jörg Heller, MD; Rainer Kirchhefer, MD; André
Kirner, MD; Barbara Kowalenko, MD; Marion Lautenschlager, MD; Claus
Wolff-Menzler, MD; Dieter Naber, MD; Katharina Prumbs; and Thomas
Wobrock, MD.
Supplemental digital content is available for this article. Direct URL citation
appears in the printed text and is provided in the HTML and PDF versions
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Copyright © 2019 Wolters Kluwer Health, Inc. All rights reserved.
ISSN: 0271-0749
DOI: 10.1097/JCP.0000000000001131
ORIGINAL CONTRIBUTION
550 www.psychopharmacology.com Journal of Clinical Psychopharmacology • Volume 39, Number 6, November/December 2019
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