remote sensing
Technical Note
Remote Sensing of Ecosystem Water Use Efficiency: A Review
of Direct and Indirect Estimation Methods
Wanyuan Cai , Sana Ullah , Lei Yan and Yi Lin *
Citation: Cai, W.; Ullah, S.; Yan, L.;
Lin, Y. Remote Sensing of Ecosystem
Water Use Efficiency: A Review of
Direct and Indirect Estimation
Methods. Remote Sens. 2021, 13, 2393.
https://doi.org/10.3390/rs13122393
Academic Editors:
Praveena Krishnan and Shusen Wang
Received: 21 May 2021
Accepted: 17 June 2021
Published: 18 June 2021
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Beijing Key Lab of Spatial Information Integration and 3S Application, Institute of Remote Sensing and
Geographic Information System, School of Earth and Space Sciences, Peking University, Beijing 100871, China;
caiwy@pku.edu.cn (W.C.); sana_ullah@pku.edu.cn (S.U.); lyan@pku.edu.cn (L.Y.)
* Correspondence: yi.lin@pku.edu.cn; Tel.: +86-010-62751191
Abstract: Water use efficiency (WUE) is a key index for understanding the ecosystem of carbon–water
coupling. The undistinguishable carbon–water coupling mechanism and uncertainties of indirect
methods by remote sensing products and process models render challenges for WUE remote sensing.
In this paper, current progress in direct and indirect methods of WUE estimation by remote sensing
is reviewed. Indirect methods based on gross primary production (GPP)/evapotranspiration (ET)
from ground observation, processed models and remote sensing are the main ways to estimate WUE
in which carbon and water cycles are independent processes. Various empirical models based on
meteorological variables and remote sensed vegetation indices to estimate WUE proved the ability of
remotely sensed data for WUE estimating. The analytical model provides a mechanistic opportunity
for WUE estimation on an ecosystem scale, while the hypothesis has yet to be validated and applied
for the shorter time scales. An optimized response of canopy conductance to atmospheric vapor
pressure deficit (VPD) in an analytical model inverted from the conductance model has been also
challenged. Partitioning transpiration (T) and evaporation (E) is a more complex phenomenon than
that stated in the analytic model and needs a more precise remote sensing retrieval algorithm as well
as ground validation, which is an opportunity for remote sensing to extrapolate WUE estimation from
sites to a regional scale. Although studies on controlling the mechanism of environmental factors
have provided an opportunity to improve WUE remote sensing, the mismatch in the spatial and
temporal resolution of meteorological products and remote sensing data, as well as the uncertainty
of meteorological reanalysis data, add further challenges. Therefore, improving the remote sensing-
based methods of GPP and ET, developing high-quality meteorological forcing datasets and building
mechanistic remote sensing models directly acting on carbon–water cycle coupling are possible
ways to improve WUE remote sensing. Improvement in direct WUE remote sensing methods or
remote sensing-driven ecosystem analysis methods can promote a better understanding of the global
ecosystem carbon–water coupling mechanisms and vegetation functions–climate feedbacks to serve
for the future global carbon neutrality.
Keywords: ecosystem water use efficiency; carbon–water cycle coupling; flux measurement; remote
sensing; carbon neutrality
1. Introduction
Water use efficiency (WUE) is a key metric of carbon–water coupling maintaining the
trade-off between photosynthesis and water vapor loss on plant function, which is often
defined as the ratio of gross primary production (GPP) and evapotranspiration (ET) on the
ecosystem scale [1–6]. Previous studies have reported that the global forest WUE shows
an upward trend with the rise in atmospheric carbon dioxide concentration as shown in
Figure 1a,c [7,8]. However, based on satellite observations, the global average WUE has
showed a significant downward trend before 2010, which is possibly due to the change in
land use, and this phenomenon is improved during 2011–2014 as shown in Figure 1b[9].
Remote Sens. 2021, 13, 2393. https://doi.org/10.3390/rs13122393 https://www.mdpi.com/journal/remotesensing