Vol. 4, 271-2 75, February 1998 Clinical Cancer Research 271
Advances in Brief
A Prospective Study of K-ras Mutations in the Plasma of Pancreatic
Cancer Patients1
Hugh E. Mulcahy, Jacqueline Lyautey,
Christine Lederrey, Xu qi Chen, Philippe Anker,
Elspeth M. Alstead, Anne Ballinger,
Michael J. G. Farthing, and Maurice Stroun2
Digestive Diseases Research Centre, St. Bartholomew’s and The
Royal London School of Medicine and Dentistry, London El 2AD,
United Kingdom [H. E. M., E. M. A., A. B., M. J. G. F.], and
D#{233}partementde Biochimie et de Physiologic V#{233}g#{233}tale, Universit#{233}de
Gen#{232}ve, 121 1 Geneva, Switzerland [J. L., C. L., X. q. C., P. A.. M. S.]
Abstract
K-ras mutations are frequently found in primary pan-
creatic adenocarcinomas. In this prospective study, we
looked for K-ras mutations in the plasma of patients with
pancreatic cancer. We isolated plasma DNA from 21 pan-
creatic cancer patients using a simple and rapid extraction
technique and detected K-ras alterations with a PCR assay
and subsequent product sequencing. Patients were followed
up to determine their clinical outcome We found K-ras
mutations in the plasma of 17 patients (81 %). In cases in
which both plasma and pancreatic tissue were available,
DNA mutations were similar in corresponding plasma and
tissue samples. Plasma DNA alterations were found 5-14
months before clinical diagnosis in four patients. Mutant
DNA was not found in the plasma of two patients with
chronic pancreatitis or in five healthy controls. Our results
indicate that K-ras mutations are often found in DNA iso-
lated from the plasma of pancreatic cancer patients and that
a noninvasive plasma-based assay may provide qualitative
diagnostic information to clinicians in the future Larger
studies are required to further assess the relevance of our
findings to clinical practice.
Introduction
Pancreatic adenocarcinoma is the fourth most common
cause of cancer death in the Western world. Median survival
after diagnosis is less than 6 months (1), and long-term survival
rates are less than 5% (2), partly because symptoms usually
occur only at a late pathological stage. Even when symptoms are
Received 6/23/97; revised I 1/12/97; accepted I 1/12/97.
The costs of publication of this article were defrayed in part by the
payment of page charges. This article must therefore be hereby marked
advertisement in accordance with 18 U.S.C. Section 1734 solely to
indicate this fact.
I Supported by the Joint Research Board of St. Bartholomew’s Hospital,
the Ligue Suisse Contre Ic Cancer (Grant SKL 294-2-1996), and the
0. J. Isvet Fund (Grant 747).
2 To whom requests for reprints should be addressed, at Laboratoire de
Biochimie et de Physiologic V#{233}g#{233}tale, Universit#{233}de Gen#{232}ve, PavilIon
des Isotopes, 20 Boulevard d’Yvoy, 121 1 Geneva, Switzerland.
present, pancreatic adenocarcinoma can be difficult to differen-
tiate from other conditions on the basis of clinical features and
imaging investigations. Thus, a false positive diagnosis is corn-
mon (3-5), whereas fine-needle aspiration or biopsy yields a
false negative result in 10-40% of cases (6). Serum markers
have been developed to complement conventional diagnostic
tests (2), but even the most promising quantitative assays rely on
a cutoff point above or below which a diagnosis of pancreatic
cancer is more or less likely.
The K-ras gene is mutated in over 90% of pancreatic
cancers (7). These mutations are well defined, reliably detected
by DNA amplification assays, and occur early in the genesis of
pancreatic cancer (8), indicating that mutant K-ras might serve
as a qualitative marker for pancreatic cancer (9-12). K-ras
alterations have been found in pancreatic cancer tissue obtained
by fine-needle aspirate (9, 13) and in pancreatic duct secretions
obtained endoscopically (10, 1 1). Mutant DNA has also been
extracted from pancreatic cancer cells found circulating in pe-
ripheral blood (1 2). However, this phenomenon seems to be
restricted to intraoperative and early postoperative periods (14),
making it unsuitable for diagnostic purposes.
In addition to its presence within circulating cells, DNA is
also found circulating in blood plasma. Nanogram quantities are
present in the plasma of normal subjects (15, 16), and increased
quantities circulate in patients with chronic autoimmune disor-
ders such as systemic lupus erythematosus ( I 6). Cancer patients
have even higher quantities of serum or plasma DNA (17-20);
the highest levels are found in those with pancreatic cancer (21).
DNA extracted from the plasma of cancer patients also displays
neoplastic characteristics such as decreased strand stability (22).
Studies using PCR have identified microsatellite alterations in
the plasma and serum DNA of patients with head and neck
cancer (23) and lung cancer (24). In addition, ras gene muta-
tions have been detected in the plasma of patients with colorec-
tal cancer (25) and hematological malignancies (26). Finally,
Sorenson et a!. (27) found mutant plasma DNA in three patients
with pancreatic cancer. In our prospective study, we isolated
DNA from the plasma of patients with a suspected diagnosis of
pancreatic cancer and analyzed this DNA for K-ras mutations.
Materials and Methods
Patients. This study included 21 patients with pancreatic
cancer (17 with a firm diagnosis at the time of plasma sampling
and 4 who were undergoing investigations for possible pancre-
atic cancer at the time of sampling). The median age ofthe study
population was 60 years (range, 41-88 years; 9 males and 12
females). Diagnosis was established by a combination of pan-
creatic biopsy or aspirate, abdominal ultrasound, computed to-
mography, and endoscopic retrograde cholangiopancreatogra-
phy. All patients had unresectable disease at diagnosis and were
treated by endoscopic biliary stenting and/or chemotherapy and
radiotherapy. Patients were followed for a median of 5.5 months
(range, 1.2-16.7 months) and follow-up ended in March 1997.
Research.
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