Research Evaluation March 2010 0958-2029/10/01019-09 US$12.00 © Beech Tree Publishing 2010 19
Research Evaluation, 19(1), March 2010, pages 19–27
DOI: 10.3152/095820210X492503; http://www.ingentaconnect.com/content/beech/rev
Identification of converging research areas
using publication and citation data
Reindert K Buter, Ed C M Noyons and Anthony F J van Raan
Converging research is the emergence of new interdisciplinary research from fields which showed
limited mutual interdisciplinary connections before. We describe three search strategies to identify
converging research using data extracted from the WoS, including the social sciences and humanities.
The field-to-field references (FFR) strategy uses citations from one journal subject category (JSC), to
another; the keyword sets (KWS) strategy tracks the co-occurrence of keywords from different JSCs;
and the affiliation patterns (AFP) strategy traces the co-occurrence of fields of research in author
affiliations of papers. Resulting publication sets were assessed using data such as journal names, titles
of publications, and titles of cited publications. Experts validated nine converging research areas that
were detected using the KWS and FFR strategies; none were found with AFP strategy.
N FEBRUARY 2008, the Lancet published an
article on the outcomes of a trial which studied
the effects of a treatment with probiotics on
patients suffering from severe acute pancreatitis
(Besselink et al, 2008). The most significant out-
come of this study was an increased risk for mortal-
ity in the group that was supplied the probiotics, and
the study was stopped prematurely. In the same
issue, the Lancet published an editorial bearing the
suggestive title ‘Probiotics or con’, which was de-
voted to this grave outcome and its larger conse-
quences. The editorial concluded that without further
research, it was no longer tenable to regard the use
of probiotics in consumer products as completely
risk-free.
This trial and its editorial response illustrate an in-
teresting interdisciplinary phenomenon. First, probi-
otics, which are well-known food additives, were
included in the treatment of severely ill people.
Next, following the suggestion of the Lancet edi-
torial, probiotics as food additives should now be
scrutinized due to the outcome of this application. In a
sense, this would complete an interdisciplinary circle,
where a result (probiotics) from one field (food sci-
ence and technology) influences research (trial
study) in another field (clinical medicine) and vice
versa.
Developments such as this, where distinct re-
search areas start to apply problems and tools from
one another, possibly leading to new research
directions or even new research areas, are consid-
ered examples of converging research in this
article. More formally, we define converging re-
search as the emergence of new interdisciplinary
research from fields which showed limited mutual
interdisciplinary connections before. In this defini-
tion, emergence is understood as the appearance of
thematically related research which shows a sig-
nificant growth in the number of publications.
Also, the converging research is the result of re-
search in two areas which had limited interdiscipli-
nary connections before, and is thus both new
interdisciplinary research, and a novel combination
of disciplines. Our definition explicitly excludes
intra-disciplinary emergence (i.e. within fields), and
emergence of this type was not considered in our
research.
The publication of the report on the NSF/DOC-
sponsored workshop ‘Converging Technologies for
Improving Human Performance’ (Roco and Bain-
bridge, 2003), was important for the widespread in-
troduction of the notion of converging research.
I
Reindert K Buter (corresponding author), Ed C M Noyons and
Anthony F J van Raan are at the Centre for Science and Tech-
nology Studies (CWTS), Leiden University, Wassenaarseweg
62a, P.O. Box 905, 2300 AX Leiden, The Netherlands; Email:
buter@cwts.leidenuniv.nl; Tel: +31 (0)71 527 3904.