sustainability
Article
Major Obstacles to Public-Private Partnership (PPP)-Financed
Infrastructure Development in China
Toriqul Bashar
1,
* , Ivan W. H. Fung
2
, Lara Celine Jaillon
2
and Di Wang
2
Citation: Bashar, T.; Fung, I.W.H.;
Jaillon, L.C.; Wang, D. Major
Obstacles to Public-Private
Partnership (PPP)-Financed
Infrastructure Development in China.
Sustainability 2021, 13, 6718. https://
doi.org/10.3390/su13126718
Academic Editor: Donato Morea
Received: 26 April 2021
Accepted: 9 June 2021
Published: 14 June 2021
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1
Institute for Social Policy, Housing and Equalities Research, Heriot-Watt University, Edinburgh EH14 4AS, UK
2
Department of Architecture and Civil Engineering, City University of Hong Kong, Hong Kong, China;
ivan.fung@cityu.edu.hk (I.W.H.F.); lara.jaillon@gmail.com (L.C.J.); wangd@jumbocn.com (D.W.)
* Correspondence: bashar.inm.bd@gmail.com; Tel.: +44-(0)131-451-4605
Abstract: Public-private partnership (PPP)-led infrastructure development has been crucial in China
as it has in many other countries. However, several obstacles in the field tend to challenge its
development. Based on survey responses from PPP practitioners and professionals in Hong Kong and
mainland China, this study analyzes and ranks the key barriers to PPP projects. Our findings suggest
that both groups classify the critical obstacles to PPP consistently, albeit with some divergences in
ranking them. Reflecting mainly from the perspective of professionals, the study also proposes some
suggestions for mitigating these obstacles, so it could contribute to the effective formulation of PPP
and successful implementation of PPP-led infrastructure projects in China as well as elsewhere.
Keywords: PPP; obstacles; project failure; infrastructure; sustainable development; China
1. Introduction
Public-private partnerships (PPPs) have become popular with the advancement of
project financing mechanisms. The British government was the first to use the term in
1982, defining it as an agreement between the government and private enterprise on
infrastructure finance, operation and management. In general terms, a PPP is an alternative
finance method aimed at overcoming the limitations of the public sector, as well as a way
of enhancing efficiency in construction, operation and service delivery [1,2]. This definition
implies three main features—partnership, benefit sharing and risk sharing—to reduce
the financial burden and other risks to the public sector through different models such
as build, operate and transfer (BOT), build, transfer and operate (BTO), build, own and
operate (BOO) and design, build, finance and operate (DBFO). These models are efficient
in different ways in sustainable infrastructure development. Each one also incorporates
an element to realize sustainable social change [3]. However, each model’s effectiveness is
also affected by the various obstacles that are encountered in practice [4,5]. The absence
of clear contractual arrangements, resulting in weak governance, is one of many factors
contributing to the failure of PPP projects [6].
PPPs have received a great deal of attention in research across academic disciplines,
and academics have studied them from many different perspectives. Scholars have looked
at the various obstacles to PPPs using their respective disciplinary perspectives, from
financial risk assessment to construction project management [7,8]. A large part of the
literature has focused on the financial risks arising from having weak contractual arrange-
ments between stakeholders, including the uncertainty of long-term concessional periods
which generate high risks for both government and private enterprises. This implies that a
project’s success is thus heavily dependent on having the right contractual arrangements
in place and allocating risks in line with resources, institutional frameworks and use of
institutional rules [6,9,10]. The literature has investigated these contractual arrangements
and risks extensively, however, it is not well known how important these major obstacles
are, so an investigation into them and their level of importance is needed. Written from the
Sustainability 2021, 13, 6718. https://doi.org/10.3390/su13126718 https://www.mdpi.com/journal/sustainability