678 Higgins WC, et al. J Med Ethics 2020;46:678–684. doi:10.1136/medethics-2019-106044
Against the use and publication of contemporary
unethical research: the case of Chinese
transplant research
Wendy C Higgins ,
1
Wendy A Rogers ,
1
Angela Ballantyne,
2
Wendy Lipworth
3
Feature article
To cite: Higgins WC,
Rogers WA, Ballantyne A,
et al. J Med Ethics
2020;46:678–684.
1
Department of Philosophy,
Macquarie University, North
Ryde, New South Wales,
Australia
2
Centre for Biomedical
Ethics, National University of
Singapore; and Department
of Primary Health Care and
General Practice [Wellington],
and Bioethics Centre [Dunedin],
University of Otago, Wellington,
New Zealand
3
Sydney Health Ethics, The
University of Sydney, Sydney,
New South Wales, Australia
Correspondence to
Professor Wendy A Rogers,
Department of Philosophy,
Macquarie University, North
Ryde, NSW 2109, Australia;
wendy.rogers@mq.edu.au
Received 19 December 2019
Revised 7 February 2020
Accepted 5 March 2020
Published Online First
1 July 2020
► http://dx.doi.org/10.1136/
medethics-2020-106535
► http://dx.doi.org/10.1136/
medethics-2020-106581
► http://dx.doi.org/10.1136/
medethics-2020-106719
► http://dx.doi.org/10.1136/
medethics-2020-106878
© Author(s) (or their
employer(s)) 2020. No
commercial re-use. See rights
and permissions. Published
by BMJ.
ABSTRACT
Recent calls for retraction of a large body of Chinese
transplant research and of Dr Jiankui He’s gene editing
research has led to renewed interest in the question of
publication, retraction and use of unethical biomedical
research. In Part 1 of this paper, we briefy review the
now well-established consequentialist and deontological
arguments for and against the use of unethical research.
We argue that, while there are potentially compelling
justifcations for use under some circumstances, these
justifcations fail when unethical practices are ongoing—
as in the case of research involving transplantations
in which organs have been procured unethically from
executed prisoners. Use of such research displays a lack
of respect and concern for the victims and undermines
efforts to deter unethical practices. Such use also creates
moral taint and renders those who use the research
complicit in continuing harm. In Part 2, we distinguish
three dimensions of ’non-use’ of unethical research:
non-use of published unethical research, non-publication,
and retraction and argue that all three types of non-
use should be upheld in the case of Chinese transplant
research. Publishers have responsibilities to not publish
contemporary unethical biomedical research, and
where this has occurred, to retract publications. Failure
to retract the papers implicitly condones the research,
while uptake of the research through citations rewards
researchers and ongoing circulation of the data in the
literature facilitates subsequent use by researchers,
policymakers and clinicians.
INTRODUCTION AND BACKGROUND
In February 2019, there was a call for the retrac-
tion of 445 papers reporting on the outcomes of
Chinese transplant research.
1
The authors of this call,
published in February 2019 in BMJ Open, claimed
that the papers should be retracted because the ‘trans-
plant community has failed to implement ethical
standards banning publication of research using
material from executed prisoners’.
1
Taking organs
from executed prisoners is in breach of internation-
ally recognised ethical guidelines which require the
autonomous and voluntary consent of donors and
reject the possibility that consent can be obtained
from individuals facing the death sentence.
2 3
Further,
guidance from The Transplantation Society (the peak
international body for transplantation research and
practice) prohibits presentation or publication of
any subsequent research based on transplantation of
organs taken from prisoners.
4
Those authors calling for retractions noted
that all of the papers included at least some
data from transplants that occurred before the
alleged move to a fully volunteer Chinese organ
donor programme on 1 January 2015 and was
thus prima facie in breach of international ethical
guidance. Prior to 2010, the Chinese organ trans-
plantation system had relied almost exclusively
on organs procured from executed prisoners.
5
Between 2010 and 2015, a pilot volunteer donor
scheme commenced. By 2015 the Chinese govern-
ment claimed to have moved to a 100% volun-
teer donor system.
6
There is, however, evidence
of ongoing killing of prisoners of conscience for
their organs;
7
and doubts remain regarding both
numbers of voluntary donors in China and the
voluntariness of in-hospital donations due to
large payments to families of the deceased.
8
In calling for a mass retraction, the authors of
the review claimed that retention of the research
in the literature raises questions of complicity
and hypocrisy on the part of researchers, peer
reviewers and journal editors who simultane-
ously publicly condemn and benefit from the use
of executed prisoners’ organs in research.
1
The
authors did not, however, engage in detailed
arguments regarding use of unethical research
or establish the different ways in which research
may be ‘used’. Nor did they locate their claim
in the wider literature about the permissibility
of using unethical research, where debates are
ongoing. This paper addresses these issues.
In Part 1, we systematically evaluate arguments
for and against the use of unethical research[
i
]
as relevant to Chinese transplant research. We
conclude that the research should not be used;
largely because the alleged abuses are ongoing.
In Part 2, we articulate three dimensions of ‘non-
use’, including non-use of published results by
researchers, non-publication, and retraction and
argue that all three types of ‘non-use’ should be
upheld in the case of Chinese transplant research.
We encourage the research community to
consider the relevance of our arguments to other
instances of ongoing unethical research including
gene editing and DNA surveillance.
PART 1: AGAINST THE USE OF CHINESE
TRANSPLANT RESEARCH
There is a large literature on the morality of using
unethical research, dating primarily from Nazi and
i
Here we intend the term ‘unethical research’ to
include both to research that is itself unethical (eg,
lying to participants) and research that derives data
from unethical practices, such as taking organs
from executed prisoners.
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