Neuromodulation: Technology at the Neural Interface
Received: July 29, 2019 Revised: September 29, 2019 Accepted: October 30, 2019
(onlinelibrary.wiley.com) DOI: 10.1111/ner.13081
Reliability of Intraoperative Testing During
Deep Brain Stimulation Surgery
Francesco Sammartino, MD ; Rahul Rege, BA; Vibhor Krishna, MD, SM
Introduction: Deep brain stimulation (DBS) is an effective treatment for medically refractory Parkinson’s disease (PD). During
DBS surgery, intraoperative testing is performed to confirm optimal lead placement by determining the stimulation thresholds
for symptom improvement and side effects. However, the reliability of intraoperative testing in predicting distant postopera-
tive thresholds is unknown. In this study, we hypothesized that intraoperative testing reliably estimates postoperative thresh-
olds for both symptom improvement and side effects.
Methods: We retrospectively analyzed a prospective database with intraoperative and postoperative thresholds for symptom
improvement and side effects from a cohort of 66 PD patients who underwent STN DBS. We recorded the stimulation loca-
tions relative to the mid-commissural point. Within-patient stimulation pairs were generated by clustering the intraoperative
stimulation locations closest to the DBS contacts. We computed the distance between stimulation locations and atlas-based
pyramidal tract (PT) and medial lemniscus (ML) masks. A leave-one-out cross-validation analysis was performed to determine
the reliability of intraoperative testing in predicting postoperative thresholds while controlling for the distance from the rele-
vant tracks.
Results: Intraoperative testing reliably predicted (area under ROC >0.8) postoperative thresholds for tremor and rigidity
improvements, as well as stimulation-induced motor contractions and paresthesias. The reliability was poor for improvement
in bradykinesia.
Conclusion: Intraoperative testing reliably predicts postoperative thresholds. These results are relevant during the informed
consent process and patient counseling for DBS surgery. These will also guide the development of future methods for
intraoperative feedback, especially during asleep DBS.
Keywords: Deep brain, reliability, stimulation, stimulation, testing, thresholds
Conflict of Interest: The authors do not have conflicts of interest.
INTRODUCTION
Deep brain stimulation (DBS) improves the motor symptoms of
Parkinson’s disease (PD). During implantation surgery, microelec-
trode recording (MER), and stimulation are performed to guide
and refine the final location of the DBS lead (awake DBS) (1). In
particular, macroelectrode stimulation (macrostimulation) is per-
formed to determine the thresholds (minimum stimulation ampli-
tude required to elicit a clinical effect) and calculate a therapeutic
window (the difference between the threshold for side effect and
symptom improvement). In general, optimally positioned macro-
electrode induces motor benefits at lower thresholds and side
effects at higher amplitudes (i.e., a wide therapeutic window). If
the therapeutic window is suboptimal, the macroelectrode is then
repositioned further away from the neural substrates presumed to
be causing the side effects and eventually determine the final
DBS location; however, there is no standard way to estimate this
distance between actual and optimal macroelectrode location.
While this process can be executed seamlessly by experienced
teams, the reliability can be adversely affected by factors such as
patient-related (e.g., level of patient cooperation, duration since
last levodopa dose, high anxiety associated with awake brain sur-
gery), procedure-related (e.g., intraoperative sedation, supine posi-
tioning during tremor assessment with written testing), and
clinician-related (e.g., experience and training). Besides, a lower
aspect ratio and higher impedance of the macroelectrode can
result in significantly larger current spread than the DBS electrode
(2). Thus, the thresholds measured by macrostimulation can be
different from those derived by DBS. Given these limitations, the
overall utility of intraoperative testing needs to be evaluated in a
“real world” scenario.
While a comprehensive determination of the utility of
intraoperative testing can be complicated, the ability to accurately
predict postoperative thresholds can establish its reliability. If per-
formed separately for each of the commonly observed
stimulation-induced clinical improvements (i.e., reduction in
tremor, bradykinesia, and rigidity) and side effects (i.e., persistent
paresthesias and involuntary motor contractions), such analysis
1
Address correspondence to: Vibhor Krishna, MD, SM, Center for Neuromodulation,
480 Medical Center Dr., S1019, Columbus OH, 43210, USA.
Email: vibhor.krishna@osumc.edu
Department of Neurosurgery, The Ohio State University, Columbus, OH
For more information on author guidelines, an explanation of our peer review
process, and conflict of interest informed consent policies, please go to http://
www.wiley.com/WileyCDA/Section/id-301854.html
Source(s) of financial support: This work was supported by the Neuroscience
Research Institute at The Ohio State University and the OSU College of Medi-
cine Roessler Research Scholarship.
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