Chi Dieu Thi NGUYEN, Hong Thuy Thi DANG, Nghi Huu PHAN, Trang Thuy Thi NGUYEN /
Journal of Asian Finance, Economics and Business Vol 7 No 11 (2020) 801–808 801 801
Print ISSN: 2288-4637 / Online ISSN 2288-4645
doi:10.13106/jafeb.2020.vol7.no11.801
Factors Affecting Financial Leverage: The Case of Vietnam Firms
Chi Dieu Thi NGUYEN
1
, Hong Thuy Thi DANG
2
, Nghi Huu PHAN
3
, Trang Thuy Thi NGUYEN
4
Received: August 01, 2020 Revised: October 05, 2020 Accepted: October 15, 2020
Abstract
The purpose of the study is to find the factors that influence the financial leverage of Vietnam firms. The dependent variable is the financial
leverage and the independent variables are firm size, asset structure, liquidity, growth opportunities, profitability, and firm age. The data are
collected from Vietnam firms’ annual financial reports in the period from 2010 to 2019. The study uses a sample of 448 Vietnam listed firms in
the period. We also employ a panel regression model with pooled OLS and fixed effect to analyze the firms’ financial data. The results of the
model showed that financial leverage (FL) has a negative relationship with some factors such as asset structure (AS), liquidity (LQ), growth
opportunities (GRW), profitability (ROA), and firm age (AGE) in the fixed effect regression. It means that when liquidity, profitability, and firm
age increase, firms’ financial leverage will decrease. While firms’ financial leverage has still a positive relationship with the firm size (SIZE) in
the model. As a result, when firm size increases, financial leverage will increase, too. The results showed that models are fit for the research and
can be used to predict future findings. It is also useful for enterprises, financial advisors, investors, as well as the financial managers.
Keywords: Capital Structure, Financial Leverage, Financial Structure, Vietnam Firms
JEL Classification Code: C58, G30, G32
including the trade-off theory of Modigliani and Miller
(1963) as well as Miller (1977), agency theory of Jensen and
Meckling (1976), signaling theory of Ross (1977), pecking
order theory of Myers and Majluf (1984) and free cash –
flows theory of Jensen (1986) have evolved. Despite, each
theory having a different opinion, indicates the importance
of capital structure on firms’ performance as well as firms’
value. The general result from the various capital structure
studies is that the combination of financial leverage related
costs and the tax advantage of debt produces an optimal
capital structure below 100% debt financing. Therefore, the
tax advantage is traded against the likelihood of incurring
bankruptcy costs. As a result, there have been many studies
about financial leverage as well as determinants of this issue
in developed and developing countries. However, there is a
lot of difference in views, results, and conclusions of studies.
Some studies of Bevan and Danbolt (2002), Akhtar
and Oliver (2009), Serghiescua and Văidean (2014) in
developed countries, and Booth, Aivazian, Demirguc-Kunt,
and Maksimovic (2001), Chen (2003), Tran and Tran (2008),
Nguyen, Dang, Luong, and Nguyen (2019), Nguyen, Bui,
and Pham (2019), Dao and Ta (2020), Nguyen and Nguyen
(2020) in developing countries indicated that there is a
difference in the determinant of capital structure influence
on firms’ performance. While studying this issue, it was done
in context of Vietnam being a developing country, so this is
1. Introduction
One of the toughest challenges that business firms face is
the choice of financial structure. Financial structure decision
is important because it affects the financial performance of
the firms. Abor (2005) defined financial structure or capital
structure as a specific mix of debt and equity that a firm uses
to finance its operations. Although firms have many options
of capital structures, they tend to rely on borrowings from
financial institutions.
Modigliani and Miller (1958) first deeply studied the
issues on capital structure. And since their study, some theories
1
First Author and Corresponding Author. Lecturer, School of Banking
and Finance, National Economics University, Vietnam [Postal
Address: No. 910, A1 Tower, 207 Giai Phong, Hai Ba Trung, Hanoi,
100000, Vietnam] Email: chintd@neu.edu.vn
2
Lecturer, School of Trade and International Economics, National
Economics University, Vietnam. Email: hong.dangtt@neu.edu.vn
3
Lecturer, School of Banking and Finance, National Economics
University, Vietnam. Email: nghiph@neu.edu.vn
4
Lecturer, Faculty of Mathematics Economics, National Economics
University, Vietnam. Email: thuytrang@neu.edu.vn
© Copyright: The Author(s)
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