A Monte Carlo investigation of growth and characterization of heteroepitaxial
thin films
N. Fazouan
a,
⁎, E. Atmani
b
, M. Djafari Rouhani
c,d
, A. Esteve
c,d
a
Laboratoire de Physique et de Mécanique des Matériaux, Faculté des Sciences et Techniques, B.P. 523, 23000 Béni Mellal, Morocco
b
Laboratoire de la matière condensée, Faculté des Sciences et Techniques, B.P. 146, 20650, Mohammedia, Morocco
c
CNRS; LAAS; 7 avenue du colonel Roche, F-31077 Toulouse, France
d
Université de Toulouse; UPS, INSA, INP, ISAE; LAAS; F-31077 Toulouse, France
abstract article info
Available online 24 February 2009
Keywords:
Kinetic Monte Carlo simulation
Heteroepitaxial growth
Roughness
RHEED
Photoemission
Dislocations
We investigate the growth of mismatched thin films by a kinetic Monte Carlo computer simulation and
including a local photoemission model with reflection high-energy electron diffraction (RHEED) intensity for
comparison. The strain is introduced through an elastic energy term based on a valence force field
approximation. We describe an atomistic mechanism for dislocation nucleation during first stage of GaSb/
GaAs (001) growth and in situ variations of photoemission current (PE) and RHEED intensity are reported.
We have shown the formation of grooves corresponding to (111) facets, a precursor to the formation of misfit
defects. The surface roughening and facetting by creation of grooves explain the absence of photoemission
and RHEED oscillations in accordance with experimental observations [J.J. Zinck and D.H. Chow, J. Cryst.
Growth,175/176 (1997) 323, J.J. Zinck and D.H Chow, Appl. Phys. Lett. 66 (1995) 3524].
© 2009 Elsevier B.V. All rights reserved.
1. Introduction
The heteroepitaxial growth of lattice mismatched materials has
been extensively investigated during recent years, both on theoretical
and experimental grounds. The reason is that large strain energies
develop in the layer from the first stages of the growth. The relaxation
of the strain energy combined with the kinetics of atomic motions on
the surface then leads to the various morphologies observed
experimentally. An atomistic understanding of the processes control-
ling the quality of the interface formed under MBE growth conditions
is of extreme importance. The Solid On Solid model [3], was the
guideline for the first simulations during the past decades. In an effort
to develop this approach, Madhukar and Ghaisas [4] have introduced,
in the eighties, the essential features by introducing atomic surface
reactivity and studying the influence of the local configurations on the
growth rate incorporation.
The simulations presented in this paper differ from the previous
models in two very important aspects. The first involves the
interactions between atoms in interstitial sites, considered as
intermediate configurations for interlayer migrations, leading to the
faceting behaviour. The second aspect takes into account the
deformation of structures and their effects: strains generated at the
interface, their relaxation and the creation of point defects. The
interesting example presented here is the GaSb/GaAs (001) growth
presenting a large lattice mismatch of 8% and characterized by large
island formation [5] with the presence of stacking faults associated
with dislocations [5,6] in most of them.
To study in situ, the dynamic MBE growth of GaSb on GaAs, we
have used our theoretical model of photoemission oscillations (PE)
[7,8] and reflection high-energy electron diffraction (RHEED)
intensity. Experimentally, the effect of lattice mismatch parameter
on the oscillations of photoemission current was studied by Zinck
and Chow [1] in the case of the quantum well AlSb/GaSb/AlSb
deposited on (001) GaAs and InAs substrates. As seen on Fig. 1 , the
oscillations of photoemission current are absent during growth of
the quantum well on GaAs substrate (Fig. 1a), but quite clear during
growth on InAs substrate (Fig. 1b). The authors also showed a
roughness front profile of films deposited on GaAs compared with
those deposited on InAs substrate. These observations are attributed
to the presence of dislocations and of defects in the interface
between GaSb and GaAs due to the important mismatch between
GaSb and GaAs (8%) compared with that between GaSb and InAs that
is of 1%.
The purpose of this paper is to display the effect of lattice
mismatch parameter on the oscillations of photoemission current and
to study the first stage of GaSb/GaAs (001) growth to describe the
Thin Solid Films 517 (2009) 6260–6263
⁎ Corresponding author. Tel.: +212 23 48 5122; fax: +212 23 48 52 01.
E-mail addresses: fazouan@yahoo.fr, nfazouan@fstbm.ac.ma (N. Fazouan).
0040-6090/$ – see front matter © 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.tsf.2009.02.097
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