Determining normal and abnormal lip shapes at border
positions for use as a longitudinal surgical outcome
measure
H. POPAT*, A. I. ZHUROV*, S. RICHMOND*, D. MARSHALL
†
& P. L. ROSIN
†
*Applied Clinical Research and Public Health, School of Dentistry, Cardiff University, Cardiff and
†
Cardiff School of Computer Science &
Informatics, Cardiff University, Cardiff, UK
SUMMARY Objective measures of facial movement
are important for interventions where surgical
repositioning of facial structures can influence soft
tissue mobility and include the management of
patients with cleft lip, facial nerve palsy and
orthognathic surgery. As such, the aim of this
study is to present a method for determining the
outcome of surgical procedures on lip shape
during speech. A control group (CG) of 115 average
subjects and 30 patients with a Class 3
malocclusion requiring bimaxillary surgery
performed four reproducible verbal utterances
during image capture using a non-invasive, three-
dimensional (3D) motion scanner (3dMDFace
TM
Dynamic System). Landmark coordinates around
the lips of the 3D facial shells were extracted and
subjected to discriminant analysis and principal
component analysis to statistically differentiate lip
shapes between the CG and the patient group (PG)
pre- and post-surgery. Pre-surgically, the PG
showed statistically significant differences in lip
shape during speech in the lateral and vertical
dimensions, preferring a wider, shorter lip shape
when compared with the CG for all the utterances.
The shape differences normalised towards the CG
post-surgery. The method presented utilises pre-
existing statistical shape analyses and can be
reproduced in the clinical setting to provide a
diagnostic and functional outcome tool. In this
example, correction of the Class 3 skeletal
disproportions appeared to normalise lip shape
during speech.
KEYWORDS: anatomic landmarks, orthognathic
surgical procedures/methods, malocclusion, angle
class III/surgery, imaging, three-dimensional/
methods, lip/movement, speech articulation tests
Accepted for publication 9 January 2013
Introduction
Facial movement and animation have been shown to
be an important factor in facial aesthetics (1). As
such, an objective measure of facial movement can
form a vital consideration in the diagnosis and treat-
ment planning of patients with cleft lip undergoing
repair/revision and patients planned for orthognathic
surgery. Although soft tissue changes following cra-
niofacial surgery have traditionally been studied using
analyses on the static or resting face shape (2–4),
advances in medical imaging technology and associ-
ated computer-assisted analyses have now made
three-dimensional (3D) quantification of facial move-
ment accessible (5). Indeed, objective assessment of
facial movement for patients undergoing craniofacial
intervention has now been realised. Using non-
invasive, video-based tracking systems, research
groups have been able to model 3D movements in
patients undergoing orthognathic surgery (6). Here,
millimetre-diameter, retro-reflective markers were
placed onto specific facial landmarks and tracked
© 2013 Blackwell Publishing Ltd doi: 10.1111/joor.12037
Journal of Oral Rehabilitation 2013 40; 348--357
Journal of
Oral Rehabilitation