Studies in Conflict & Terrorism, 35:712–732, 2012
Copyright © Taylor & Francis Group, LLC
ISSN: 1057-610X print / 1521-0731 online
DOI: 10.1080/1057610X.2012.712032
Private Actors in the Fight Against Terrorist
Financing: Efficiency Versus Effectiveness
OLDRICH BURES
Department of International Relations and European Studies
Metropolitan University
Prague, Czech Republic
In several areas of the post-9/11 efforts to fight terrorism, private rather than public
entities have shouldered the bulk of the burden. This has been especially the case in the
fight against terrorist financing where private financial institution are legally obliged
to monitor the billions of daily financial transactions and report the suspicious ones
to public authorities for further investigation. Since private financial institutions are
geared toward making profits and where the money has come from has traditionally not
been of great interest to them, it is important to investigate how they have coped with
these demanding requirements.
Terrorists, like everyone else, need money and resources to survive and function. The
underlying logic of combating terrorist financing (CTF) is therefore straightforward—if
the money can be shut down, so can the terrorist activities that it was meant to finance.
Shutting down terrorist finances, however, has proven to be a formidable task. In this article,
I argue that to a significant extent, this is due to the lack of appreciation of the role of private
financial institutions (FIs) that are legally obliged to carry out public CTF regulations in
practice. In particular, there is a cause for concern that private FIs’ (over-)efficiency in
reporting large numbers of suspicious financial transactions actually further undermines
the already low effectiveness of the global CTF regime.
The structure of this article is as follows. The first section introduces two key global
international CTF frameworks that have been developed by the United Nations and the
Financial Action Task Force. The second section describes the role of private actors in
CTF, with a special focus on formal financial institutions. The internal shortcomings of the
smart sanctions and anti–money laundering CTF models are analyzed in the third section.
The fourth section offers an analysis of the difficulties of private actors when it comes
to applying the risk-based model within the publicly regulated CTF framework. The fifth
section introduces the profit versus security dilemma that FIs have had to address when
responding to the public regulatory CTF requirements. In combination with the difficulties
of the risk assessment model, the profit versus security dilemma has led to the phenomenon
Received 20 September 2011; accepted 5 February 2012.
The author gratefully acknowledges financial support from the Czech Science Foundation under
the research grant no. P408/11/0395.
Address correspondence to Oldrich Bures, Metropolitan University Prague, Dubecska 900/10,
Prague 10, 100 31, Czech Republic. E-mail: obures@alumni.nd.edu
712