Physics of the Dark Universe 36 (2022) 101009
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Physics of the Dark Universe
journal homepage: www.elsevier.com/locate/dark
The stochastic gravitational wave background from close hyperbolic
encounters of primordial black holes in dense clusters
Juan García-Bellido
a,∗
, Santiago Jaraba
a
, Sachiko Kuroyanagi
a,b
a
Instituto de Física Teórica UAM-CSIC, Universidad Autonóma de Madrid, Cantoblanco 28049 Madrid, Spain
b
Department of Physics and Astrophysics, Nagoya University, Nagoya, 464-8602, Japan
article info
Article history:
Received 13 January 2022
Received in revised form 16 March 2022
Accepted 24 March 2022
Keywords:
Stochastic background
Gravitational waves
Primordial black holes
Hyperbolic encounters
abstract
The inner part of dense clusters of primordial black holes is an active environment where multiple
scattering processes take place. Some of them give rise from time to time to bounded pairs, and the
rest ends up with a single scattering event. The former eventually evolves to a binary black hole
(BBH) emitting periodic gravitational waves (GWs), while the latter with a short distance, called close
hyperbolic encounters (CHE), emits a strong GW burst. We make the first calculation of the stochastic
GW background originating from unresolved CHE sources. Unlike the case for BBH, the low-frequency
tail of the SGWB from CHE is sensitive to the redshift dependence of the event rate, which could
help distinguish the astrophysical from the primordial black hole contributions. We find that there
is a chance that CHE can be tested by third-generation ground-based GW detectors such as Einstein
Telescope and Cosmic Explorer.
© 2022 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND
license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
1. Introduction
Primordial black holes (PBHs) may have formed in the early
Universe [1–5]. They can be formed by the gravitational collapse
of overdense regions, caused by high peaks in the primordial cur-
vature power spectrum generated during inflation [6–10]. There
are also other mechanisms to produce PBHs through e.g., phase
transitions [11], scalar field instabilities [12], the collapse of cos-
mic strings [13], etc. PBHs have been studied for decades as
they may account for all or part of the dark matter (DM) in the
Universe.
There is not yet definite proof of the existence of PBHs, but
recently, gravitational wave (GW) observation of binary black
hole (BBH) mergers is providing rich information on the BH
population [14]. Some analysis based on the mass and rate dis-
tributions [15–21] or spin properties [22,23] suggests that the
observed BBHs could be primordial origin.
Another approach to probe PHBs is to search a stochastic GW
background (SGWB), which can be formed both at the PBH forma-
tion [24–26] and by the superposition of GWs from BBHs [27–31].
The LIGO and Virgo detectors have been improving the upper
limit on the amplitude of SGWB [32], and constraints on PBHs
through SGWB have been discussed [33–35]. In the future, the
upgraded version of the LIGO-Virgo-KAGRA detector network [36]
∗
Corresponding author.
E-mail addresses: juan.garciabellido@uam.es (J. García-Bellido),
santiago.jaraba@uam.es (S. Jaraba), sachiko.kuroyanagi@csic.es (S. Kuroyanagi).
(and later with LIGO-India) and next-generation GW experiments
such as Einstein Telescope (ET) [37], Cosmic Explorer (CE) [38],
LISA [39], TianQin [40], Taiji [41], DECIGO [42], and so on will
allow us to search SGWBs with greater sensitivities for a wide
range of frequencies.
In this paper, we propose an important additional source of
a SGWB, which is formed by overlapped GW bursts from close
hyperbolic encounters (CHEs). When considering two interacting
BHs, it is possible that BHs will not end up in bound systems
depending on the initial condition but instead produce single
scattering events. GW bursts from such unbounded interacting
systems can be observed by GW experiments and have been
studied in the literature [43–50]. In fact, the dense environment
at the center of the clusters can enhance the rate of events
with an eccentricity near to unity [51], leading to a strong GW
burst. Furthermore, if the interaction is strong enough, they can
produce interesting dynamics, such as spin induction [52,53] and
subsequent mergers [54], etc. If a sufficient number of events
occur in the Universe, they overlap and form a SGWB. We make
the first estimation of the SGWB amplitude from CHEs and discuss
its detectability in future GW experiments, comparing it with the
one from BBHs.
2. Stochastic background of GW
First, we briefly provide the formulations for calculating the
SGWB spectra. The amplitude of a SGWB is commonly charac-
terized by Ω
GW
≡ (dρ
GW
/d ln f )/ρ
c
, where f is the frequency in
https://doi.org/10.1016/j.dark.2022.101009
2212-6864/© 2022 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).