Journal of
EMPIRICAL
FINANCE
ELSEVIER Journal of Empirical Finance 2 (1996) 307-331
The firm's leverage-cash flow relationship
Catherine Shenoy, Paul D. Koch *
University of Kansas, School of Business, Lawrence KS 66045, USA
Received I May 1995
Abstract
Two separate strands of the literature on capital structure under asymmetric information
consider the relationship between a firm's financial leverage and cash flow. Signalling
theory suggests a positive relationship, while pecking order behavior implies a negative
relationship. These contrasting theoretical implications appear contradictory. However, both
are supported in different bodies of empirical literature. Leverage-changing event studies
tend to support a positive relationship while cross-sectional studies typically reveal a
negative relationship. This paper proposes that the appropriate pecking order relationship is
contemporaneous - between current leverage and current cash flow, while the relevant
signalling relationship is intertemporal-between current leverage and future cash flow. A
dynamic simultaneous equations model is built which allows the firm's leverage, cash flow,
and risk to interact jointly in the same period, as well as across time. Empirical results
reveal that, in the same time period, leverage and cash flow tend to be negatively related,
while across time leverage is positively related to future cash flow. Thus the apparent
contradictions in the theoretical and empirical literature may be reconciled by considering
both the contemporaneous and dynamic aspects of the firm's leverage/cash flow relation-
ship.
JEL classification: G23; G35
Keywords: Capital structure policy; Dividend policy; Signalling theory; Agency theory; Free cash flow
hypothesis
* Corresponding author. E-mail: pkoch@pobox.cc.ukans.edu or cshenoy@statl.cc.ukans.edu. Fax:
(913) 864-5328
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