J. Phys.: Condens. Matter 12 (2000) 10045–10058. Printed in the UK PII: S0953-8984(00)17587-3
Dislocation multiplication in silicon at the onset of plasticity
observed by in situ synchrotron x-ray topography
Alain Jacques†§, Fr´ ed´ eric Vallino†§, Francisco Serbena‡§ and
Amand George†§
† Laboratoire de Physique des Mat´ eriaux, UMR CNRS No 7556, Ecole des Mines de Nancy,
Nancy, France
‡ Universidade Estadual de Ponta Grossa, Department de Fisica, Ponta Grossa, Brazil
§ European Synchrotron Radiation Facility, BP 220, F-38043 Grenoble, France
Received 13 September 2000
Abstract. In situ observations by synchrotron x-ray topography were performed on initially
dislocation-free silicon single crystals deformed in creep conditions at temperatures between 975 K
and 1075 K, and tensile stresses equal to 22 MPa or 44 MPa, in order to study the multiplication
of dislocations during the very first stages of plastic deformation.
It could be seen that the first dislocations, created at Vickers micro-indents or at residual
surface damage, did not develop in a strictly planar way: prismatic half loops, gliding
simultaneously on two {111} planes, were commonly observed. Cross-slip events appeared to
be quite frequent, in the bulk as well as at free surfaces. Groups of similar dislocations soon
exhibited irregular shapes with cusps and trailing dipoles, which was taken as an indication that
they developed jogs during their motion. Several configurations of dislocation sources formed by
the mobile dislocations were observed and are described in detail. The formation of new sources
usually involved cross-slip. The role of jogs formed by forest-cutting seems important. The
efficiency of sources was strongly limited by the lack of stability of the cross-slipped segments,
which acted as poles for the Frank–Read mechanism.
1. Introduction
Dislocation multiplication in deforming crystals proceeds via Frank–Read sources, consisting
of mobile dislocation segments bowing out between fixed poles, under the action of shear
stresses, so as to form spirals or concentric closed loops of fresh dislocations. Fixed poles,
around which mobile segments turn, are assumed to be dislocation nodes of the three-
dimensional Frank network, which is present in well annealed metals. In later stages of plastic
deformation new sources continuously form due to intersections of primary dislocations with
trees having other Burgers vectors.
The first convincing experimental proof of such a Frank–Read source was probably
obtained by Dash in silicon [1], in crystals twisted at high temperatures and observed by
infrared light after copper decoration of dislocations. Yet, dislocation multiplication during
the very first stages of deformation is still poorly understood in present day Si crystals, which,
in contrast to those of Dash, are initially dislocation free and do not contain any Frank network.
In their model of the yield stage, Alexander and Haasen [2] used an empirical multiplication
law of the form
dρ
dt
= ˙ ρ = Kρvτ
eff
0953-8984/00/4910045+14$30.00 © 2000 IOP Publishing Ltd 10045