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Patient Safety Over Power Hierarchy: A Scoping
Review of Healthcare Professionals’ Speaking-up
Skills Training
Sara Kim
·
Nital P. Appelbaum
·
Neil Baker
·
Nadia M. Bajwa
·
Frances Chu
·
Jay D. Pal
·
Nancy E. Cochran
·
Naike Bochatay
ABSTRACT
Communication failures in healthcare constitute a major root cause of adverse events and medical errors. Considerable evidence links failures
to raise concerns about patient harm in a timely manner with errors in medication administration, hygiene and isolation, treatment decisions,
or invasive procedures. Expressing one’s concern while navigating the power hierarchy requires formal training that targets both the speaker’s
emotional and verbal skills and the receiver’s listening skills. We conducted a scoping review to examine the scope and components of
training programs that targeted healthcare professionals’ speaking-up skills. Out of 9,627 screened studies, 14 studies published between
2005 and 2018 met the inclusion criteria. The majority of the existing training exclusively relied on one-time training, mostly in simulation
settings, involving subjects from the same profession. In addition, most studies implicitly referred to positional power as defined by titles; few
addressed other forms of power such as personal resources (e.g., expertise, information). Almost none addressed the emotional and
psychological dimensions of speaking up. The existing literature provides limited evidence identifying effective training components that
positively affect speaking-up behaviors and attitudes. Future opportunities include examining the role of healthcare professionals’ conflict
engagement style or leaders’ behaviors as factors that promote speaking-up behaviors.
Keywords: power hierarchy, speaking up, psychological safety
Introduction
Healthcare quality encompasses patient safety, which is
defined as prevention of harm to patients and absence
of adverse events in clinical care.
1
The Institute of
Medicine states that effective healthcare delivery systems
must have foundations in a culture of safety to meet
ultimate goals of healthcare quality in patient care.
2
Therefore, research is much needed toward examining
the efficacy of protocols and processes that promote
patient safety. One behavior aligned with patient safety is
“speaking up” by healthcare professionals.
3,4
Speaking
up is described as making one’s privately held in-
formation known about risky or deficient actions, such
as mistakes, judgment lapses, or unprofessional behav-
iors.
3,5-7
Healthcare professionals raise questions, state
opinions, offer alternatives, or suggest solutions with an
anticipated response from a listener that results in an
action.
5,8-12
When voices are dismissed, healthcare
professionals’ patient safety concerns may become
undiscussable, resulting in organizational silence and
leading to avoidable adverse patient outcomes.
13,14
The critical role of speaking up was brought to the
forefront by the landmark publication “Silence Kills,”
which revealed that less than 10% of the surveyed
healthcare professionals reported they directly con-
fronted their colleagues about patient safety con-
cerns.
15
An individual’s motivation to speak up may
be influenced by the following complex and multiple
factors: (1) individual personality traits (conscientious-
ness, extraversion,
7
perceptions that one is fairly
treated,
16
or prior experiences with speaking up
17
);
(2) interpersonal dynamics (relations with higher status
individuals,
6,18
leaders’ attitudes,
8,9
and team dynam-
ics
19,20
); and (3) organizational factors (care coordina-
tion,
10
policies and culture,
21,22
and workgroup size and
structure
23
). As a result of these factors, an individual
may decide not to speak up and resort to strategies that
compromise patient safety, such as remaining silent,
Journal for Healthcare Quality, Vol. 42, No. 5, pp. 249–263
© 2020 National Association for Healthcare Quality
The authors declare no conflicts of interest.
For more information on this article, contact Sara Kim at sarakim@uw.edu.
The authors wish to acknowledge the following funding sources: The Arnold
P. Gold Foundation (Mapping The Landscape, Journeying Together), UW
Medicine Patient Safety Innovations Program, and George G. B. Bilsten,
Endowed Professorship in the Art of Communication with Peers and
Patients.
Supplemental digital content is available for this article. Direct URL citations
appear in the printed text and are provided in the HTML and PDF versions of
this article at (www.jhqonline.com).
DOI: 10.1097/JHQ.0000000000000257
Journal for Healthcare Quality September/October 2020
·
Volume 42
·
Number 5 249
Original Article
Copyright © 2020 by the National Association for Healthcare Quality. Unauthorized reproduction of this article is prohibited.