Leader Personality Traits and Employee Voice Behavior: Mediating Roles
of Ethical Leadership and Work Group Psychological Safety
Fred O. Walumbwa
Arizona State University
John Schaubroeck
Michigan State University
The antecedents and consequences of ethical leadership were examined in a study of 894 employees and
their 222 immediate supervisors in a major financial institution in the United States. The leader
personality traits of agreeableness and conscientiousness were positively related to direct reports’ ratings
of the leader’s ethical leadership, whereas neuroticism was unrelated to these ratings. Ethical leadership
influenced followers’ voice behavior as rated by followers’ immediate supervisors. This relationship was
partially mediated by followers’ perceptions of psychological safety. Implications for research on ethical
leadership and means to enhance ethical behavior among leaders and nonleaders are discussed.
Keywords: ethical leadership, leadership, personality, psychological safety, voice
In both the mass media and the academic community, there has
been a surge in interest in the ethical and unethical behavior of
leaders. Although the high-profile corporate scandals in recent
years may explain much of the mass media and popular focus
(Walumbwa, Avolio, Gardner, Wernsing, & Peterson, 2008), ac-
ademics’ interest has been piqued by fresh evidence that ethical
leadership behavior is associated with both positive and negative
organizational processes (e.g., Brown, Trevin ˜o, & Harrison, 2005;
Mayer, Kuenzi, Greenbaum, Bardes, & Salvador, 2009) and out-
comes (De Hoogh & Den Hartog, 2008). In this study, we sought
to contribute to this body of knowledge by examining new ante-
cedents and outcomes of ethical leadership.
Brown et al. (2005, p. 120) defined ethical leadership as “the
demonstration of normatively appropriate conduct through per-
sonal actions and interpersonal relationships, and the promotion of
such conduct to followers through two-way communication, rein-
forcement, and decision-making” (for a review, see Brown &
Trevin ˜o, 2006). Brown et al. argued that ethical leaders not only
inform individuals of the benefits of ethical behavior and the cost
of inappropriate behavior; such leaders also set clear standards and
use rewards and fair and balanced punishment to hold followers
accountable for their ethical conduct (see also Trevin ˜o, Brown, &
Hartman, 2003). Despite the assumed importance and prominence
of ethical leadership in organizations, there are still many ques-
tions relating to its antecedents and consequences (Brown et al.,
2005). For example, researchers know very little about why some
leaders engage in the spectrum of ethical leadership behaviors and
others do not. One key question is whether the likelihood of an
individual being perceived as an ethical leader among subordinates
can be predicted using his or her personal characteristics. Identi-
fying trait antecedents will aid in the development of strategies for
selecting and developing ethical leaders and determining the best
means to reinforce ethical behaviors.
Only a few studies have addressed the consequences of ethical
leadership behavior (Brown et al., 2005; Detert, Trevin ˜ o, Burris, &
Andiappan, 2007; Mayer et al., 2009). Whereas some reliable
evidence from recent studies supports the idea that ethical leader-
ship has a range of favorable outcomes (e.g., Brown et al., 2005;
Mayer et al., 2009), Detert et al. (2007) found no relationship
between ethical leadership and food shrinkage, an index of coun-
terproductive behavior among restaurant employees. Some psy-
chological mechanisms that may explain the more favorable ef-
fects of ethical leadership have been discussed (see Brown &
Trevin ˜o, 2006), but little empirical attention has been directed
toward understanding the psychological processes that may differ-
entiate the behavior of followers of ethical leaders from that of
followers of less ethical leaders. A clearer understanding of the
mechanisms by which ethical leadership influences outcomes is
not only needed for the practical concerns of selecting for, devel-
oping, and motivating ethical leadership; such information would
also be valuable for determining whether the construct developed
by Brown and Trevin ˜o and their colleagues contributes something
genuinely new to leadership research and practice.
With these limitations of the extant literature in mind, we had
three aims in the present study. First, we identified individual traits
that were expected to influence ethical leadership. We chose to
focus on how leader personality relates to follower ratings of the
leader’s ethical behavior for two reasons. Brown et al. (2005) and
Brown and Trevin ˜o (2006) proposed that three personality traits—
conscientiousness, agreeableness, and neuroticism—are plausible
antecedents of ethical leadership. Personality antecedents may be
uniquely suited to predicting ethical leadership, because ethical
behavior reflects variation in individuals’ deep-seated values and
beliefs; thus, ethical leadership should be a behavioral pattern that
is very constant across situations and over time.
Second, the present study contributes to the emerging theoretical
and empirical research on ethical leadership by examining
Fred O. Walumbwa, Department of Management, W. P. Carey School
of Business, Arizona State University; John Schaubroeck, The Eli Broad
Graduate School of Management and Department of Psychology, Michigan
State University.
Correspondence concerning this article should be addressed to Fred
O. Walumbwa, Department of Management, W. P. Carey School of
Business, Arizona State University, Tempe, AZ 85287-4006. E-mail:
fred.walumbwa@asu.edu
Journal of Applied Psychology © 2009 American Psychological Association
2009, Vol. 94, No. 5, 1275–1286 0021-9010/09/$12.00 DOI: 10.1037/a0015848
1275
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