TECHNICAL ADVANCE
Tipping points in tropical tree cover: linking theory to
data
EGBERT H. VAN NES*, MARINA HIROTA* † , MILENA HOLMGREN ‡ andMARTEN
SCHEFFER*
*Department of Aquatic Ecology and Water Quality Management, Wageningen University, P.O. Box 47, Wageningen NL-6700
AA, The Netherlands, †Centre for Monitoring and Warnings of Natural Disasters, Cachoeira Paulista 12630-000, SP Brazil,
‡Resource Ecology Group, Wageningen University, P.O. Box 47, Wageningen NL-6700 AA, The Netherlands
Abstract
It has recently been found that the frequency distribution of remotely sensed tree cover in the tropics has three dis-
tinct modes, which seem to correspond to forest, savanna, and treeless states. This pattern has been suggested to
imply that these states represent alternative attractors, and that the response of these systems to climate change
would be characterized by critical transitions and hysteresis. Here, we show how this inference is contingent upon
mechanisms at play. We present a simple dynamical model that can generate three alternative tree cover states (for-
est, savanna, and a treeless state), based on known mechanisms, and use this model to simulate patterns of tree cover
under different scenarios. We use these synthetic data to show that the hysteresis inferred from remotely sensed tree
cover patterns will be inflated by spatial heterogeneity of environmental conditions. On the other hand, we show that
the hysteresis inferred from satellite data may actually underestimate real hysteresis in response to climate change if
there exists a positive feedback between regional tree cover and precipitation. Our results also indicate that such posi-
tive feedback between vegetation and climate should cause direct shifts between forest and a treeless state (rather
than through an intermediate savanna state) to become more likely. Finally, we show how directionality of historical
change in conditions may bias the observed relationship between tree cover and environmental conditions.
Keywords: alternative stable states, climate vegetation feedback, remote sensing, savanna, simple model, tropical forests
Received 27 May 2013; revised version received 29 August 2013 and accepted 11 September 2013
Introduction
Remotely sensed tree cover distributions in the tropics
show three distinct modes: forest, savanna, and a tree-
less state, which have been suggested to represent
alternative stable states (Hirota et al., 2011; Staver et al.,
2011). Although there is no coherent theory to explain
the complex relation among three alternative tree cover
states and precipitation, much work has been done
on the transitions between savanna and forest,
and between savanna and treeless states. Bistability
between savanna and forest is thought to be mainly dri-
ven by fire (Cochrane et al., 1999; Bond, 2008; Staver
et al., 2011; Hoffmann et al., 2012; Staver & Levin, 2012).
Wildfires can keep the savannas open but once a critical
tree cover has been reached, the suppression of grass
fuels reduces fire occurrence and the extent of burnt
areas (Liedloff & Cook, 2007; Archibald et al., 2009;
Warman & Moles, 2009). In addition to tree density,
also precipitation plays a role in the occurrence of fires.
Under very wet conditions, fires are rare and even
when triggered they are not sufficiently intense to dam-
age trees; on the other hand, under arid to semiarid
conditions, tree cover is mostly limited by water sup-
plies and less affected by fires (Bond et al., 2005;
Higgins et al., 2007; Archibald et al., 2009). Transitions
to entirely treeless conditions have been described
mostly in dry climates where a treeless state can be
difficult to be (re)colonized by trees either because
seedlings require the protection by adult nurse plants
to survive the first life stages (Holmgren et al., 1997;
Rietkerk & Van De Koppel, 1997) or because seedlings
recruit only during rainy periods when they grow suffi-
ciently fast and in large numbers to successfully escape
from herbivores, fire, and drought (Holmgren et al.,
2006; Scheffer et al., 2008). This may create an elevated
mortality at low densities (which is called inverse
density dependence or the Allee effect, see e.g.,
Courchamp et al., 1999). If this effect is strong enough it
could cause the system to remain trapped in a stable
treeless state (Rietkerk & Van De Koppel, 1997).
The availability of detailed satellite data of world-
wide tree cover may offer unique possibilities to quan-
tify the stability of these alternative stables states
(Hirota et al., 2011). However, interpretation of such
Correspondence: Egbert H. van Nes, tel. +31 317482733,
fax +31 317484411, e-mail: egbert.vannes@wur.nl
© 2013 John Wiley & Sons Ltd 1016
Global Change Biology (2014) 20, 1016–1021, doi: 10.1111/gcb.12398