Page 1 of 7 2013-ILDC-424
GaN-Based Multiple Quantum Well
Light-Emitting-Diodes Employing
Nanotechnology for Photon Management
Yu-Hsuan Hsiao, Meng-Lin Tsai, and Jr-Hau He*
Abstract-Nanostructures have been proved to be an efcient
way of modifying/improving the performance of GaN-based
light-emitting-diodes (LEDs). The achievements in photon
management include strain relaxation, light extraction
enhancement, radiation pattern control, and white light devices.
In this review we discuss the impact and the underlying physics of
applying nanotechnology on LEDs. A variety of nanostructures
are introduced as well as the fabrication techniques.
Inde Terms-Light emitting diode, GaN, multiple quantum
well, nanostructure
I. INTRODUCTION
The InxGa'_xN material system has dominated the
light-emitting-diode (LED) market fom near-UV to green light
since Shuji Nakamura developed the fust practical bright-light
blue LED in the 1990s_ With the increase of x (i.e., higher In
concentration), the emission wavelength shifs fom UV to
green. However, it is difcult to grow thick InGaN layers due to
lattice mismatch and In segregation caused especially with high
In content. The commercialized nitride LEDs have utilized the
multiple quantum well (MQW) structure to relieve the problem.
The MQW confguration is formed by stacking InxGa'_xN and
GaN layer alternately, with the thickness of each layer being
several nanometers. In addition of LEDs, the InGaN/GaN
MQW structure has been widely utilized as lasers [1]-[3] and
solar cells [4]-[10].
On the other hand, the fabrication of nanostructures has
become a popular research topic in recent years. Various
techniques have been proposed to fabricate nanostructures,
including cost-effective methods such as aqueous solution
method or the precise control of structures by e-beam
lithography.
In this review, we will focus on the GaN-based LEDs and
discuss the employment of nanostructure on such devices. The
effect of photon management by the nanostructures will be
This work was supported by National Science Council of Taiwan
(l02-2628-M-002-006-MY3 and 101-2221-E-002-1I5-MY2) and National
Taiwan University (IOR70823).
Yu-Hsuan Hsiao, Meng-Lin Tsai, and Jr-Hau He are with the Institute of
Photonics and Optoelectronics & Department of Electrical Engineering,
National Taiwan University, Taipei 10617, Taiwan (e-mail:
jhhe@cc.ee.ntu.edu.tw).
discussed in Section II, and a miscellaneous collection of
fabrication techniques will be given in Section III.
In characterizing the performance of an LED, one will frst
refer to its effciency. The exteral quantum effciency (EQE)
of an LED is defned by the number of photons emitted divided
by the number of electrons injected, and can be written as:
1EQE = 1IQE '1exlr '
where II
Q
E and Iexlr represent the interal quantum effciency
(IQE) and the light extraction effciency of the LED,
respectively. The IQE is the ability to produce photon under
carrier injection in the active region, while the extraction
effciency refers to the ability to get the produced photon out to
the surrounding (thus the light can be measured or observed). In
this report, we reviewed various techniques of employing
nanotechnology to improve the performance of the InGaN
MQW LEDs, including IQE and extraction efciency.
II. PHOTON MANAGEMENT
Due to the lattice mismatch in the InGaN/GaN
heterostructure, strain and polarization felds are present in the
MQW. Additionally, the mismatch between GaN and
substrates results in poor crystal quality in the active region.
These facts are responsible to the low IQE. On the other hand,
because of the large refactive index difference between GaN (n
� 2.43) and air, considerable Fresnel loss and total interal
refection (TIR) loss are unavoidable at the interface, leading to
a low extraction efciency. These problems can be resolved by
utilizing nanostructure-based photon management techniques.
We summarize the methods of photon management in the
following categories:
2.1 Strain Relaation
Conventional InGaN MQW LEDs are fabricated by utilizing
metal-organic chemical vapor deposition (MOCVD) to grow
epitaxial GaN and InGaN layer on sapphire. However, due to
the lattice mismatch between sapphire substrates and GaN,
threading dislocation is induced and results in poor crystal
quality. Using a patterned sapphire substrate (PSS) or shaping
the LED into nanorods (NRs) can relieve the strain and thus
achieve higher IQE. The details of these two methods will be
discussed in Section 3.1 and 3.7.
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