Global Business and Economics Review, Vol. 14, Nos. 1/2, 2012 77
Copyright © 2012 Inderscience Enterprises Ltd.
Bayesian portfolio selection under a multifactor asset
return model with predictive model selection
Tomohiro Ando
Graduate School of Business Administration,
Keio University,
4-1-1 Hiyoshi, Kohoku-ku,
Yokohama-shi, Kanagawa, 223-8526, Japan
E-mail: andoh@kbs.keio.ac.jp
Abstract: This paper addresses the problem of portfolio selection under
a multifactor asset return model, using Bayesian analysis to deal with
uncertainties in parameter estimation and model specification. These sources of
error are ignored in the classical mean-variance method. We apply two
approaches: the empirical Bayes method, and Bayesian model averaging. The
previous literature on Bayesian portfolio selection has paid little attention to the
researcher’s choice of factors contributing to the asset return prediction. This
paper uses a previously published criterion to quantify the predictive power of
several candidate models and justify this choice. Using data from the US and
Japanese stock markets, a comparative analysis is conducted between the two
Bayesian methods and the classical mean-variance method. A major finding
pertinent to investors is that the influence of each asset return factor varies with
time, depending heavily on the state of the market. Both Bayesian methods
perform better than the classical method, but the difference between them is not
great.
Keywords: Bayesian model averaging; empirical Bayes; Markov chain Monte
Carlo; predictive Bayesian model selection.
Reference to this paper should be made as follows: Ando, T. (2012) ‘Bayesian
portfolio selection under a multifactor asset return model with predictive
model selection’, Global Business and Economics Review, Vol. 14, Nos. 1/2,
pp.77–101.
Biographical notes: Tomohiro Ando is an Associate Professor of Graduate
School of Business Administration, Keio University. In 2007–2008, he was a
Visiting Scholar at Booth School of Business, the University of Chicago. As a
Visiting Faculty, he has taught at University of California, Berkeley and
University of California, Los Angeles. He is the author of the book, Bayesian
Statistical Modelling and Model Selection, published by Chapman & Hall/CRC
Press. His research papers can be found in Biometrika, Journal of Econometrics
and a number of international journals.
This paper is a revised and expanded version of a paper entitled
‘Bayesian portfolio selection under a multifactor asset return model with
predictive Bayesian model selection’ presented at International Association
for the Scientific Knowledge: Global Management 2010, Oviedo, Spain,
8–10 November 2010.