Int. Fin. Markets, Inst. and Money 21 (2011) 443–460
Contents lists available at ScienceDirect
Journal of International Financial
Markets, Institutions & Money
journal homepage: www.elsevier.com/locate/intfin
Cross-country effects in herding behaviour: Evidence from
four south European markets
Fotini Economou
a
, Alexandros Kostakis
b,*
, Nikolaos Philippas
a
a
Department of Business Administration, University of Piraeus, 80 Karaoli and Dimitriou, 18534 Piraeus, Greece
b
Management School, University of Liverpool, Chatham Building, L69 7ZH Liverpool, UK
article info
Article history:
Received 28 June 2010
Accepted 24 January 2011
Available online 24 February 2011
JEL classification:
G01, G12, G15
Keywords:
Herding behaviour
PIGS
International financial markets
Cross-sectional dispersion of returns
Financial crisis
abstract
This study provides comprehensive evidence testing for the exis-
tence of herding effects in the Portuguese, Italian, Spanish and
Greek market, constructing a survivor-bias-free dataset of daily
stock returns during the period January 1998–December 2008.
Moreover, it examines the potential asymmetries of herding effects
with respect to the sign of the market return, trading activity
and volatility. A novel feature of this study, with implications for
financial stability in the Eurozone and international portfolio diver-
sification, is to examine whether the cross-sectional dispersion of
returns in one market is affected by the cross-sectional dispersion
of returns in the rest three markets. Finally, it tests whether herd-
ing effects became more intense during the recent global financial
crisis of 2007–2008.
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
The recent global financial crisis clearly demonstrated that market prices may considerably deviate
from fundamental values for prolonged periods. Liquidity constraints, asymmetric information, limits
to arbitrage and other frictions are the commonly cited culprits for this phenomenon (see Shleifer,
2000; Brunnermeier, 2001 for an introduction). These features pose a constant threat to financial
stability exposing market participants and financial institutions to unhedgeable systemic risk. A well
documented behaviour encountered in such extreme market conditions is herding, defined as the
mutual imitation leading to a convergence of action (Shefrin, 2000; Welch, 2000; Hirshleifer and
*
Corresponding author. Tel.: +44 151 795 3123.
E-mail addresses: feconom@unipi.gr (F. Economou), a.kostakis@liverpool.ac.uk (A. Kostakis), philipas@unipi.gr (N. Philippas).
1042-4431/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.intfin.2011.01.005