259
Mater. Res. Soc. Symp. Proc. Vol. 1621 © 201 Materials Research Society
DOI: 10.1557/opl.2014.275
Atomic Layer Deposited Al
2
O
3
and Parylene C Bi-layer Encapsulation
for Utah Electrode Array Based Neural Interfaces
Xianzong Xie
1
, Loren W. Rieth
1
, Rohit Sharma
1
, Sandeep Negi
1
, Rajmohan Bhandari
2
, Ryan
Caldwell
3
, Prashant Tathireddy
1
, and Florian Solzbacher
1,3
1
Electrical and Computer Engineering, University of Utah, Salt Lake City, UT, 84112 U.S.A
2
Blackrock microsystems, Salt Lake City, UT, 84108 U.S.A
3
Department of Bioengineering, University of Utah, Salt Lake City, UT, 84112 U.S.A
ABSTRACT
Long-term functionality and stability of neural interfaces with complex geometries is one of
the major challenges for chronic clinic applications due to lack of effective encapsulation. We
present an encapsulation method that combines atomic layer deposited Al
2
O
3
and Parylene C for
encapsulation of biomedical implantable devices, focusing on its application on Utah electrode
array based neural interfaces. The alumina and Parylene C bi-layer encapsulated wired Utah
electrode array showed relatively stable impedance during the 960 equivalent soaking days at 37
°C in phosphate buffered solution. For the bi-layer coated wireless neural interfaces, the power-
up frequency was constantly ~ 910 MHz and the RF signal strength was stably around -73 dBm
during equivalent soaking time of 1044 days at 37 °C (still under soak testing).
INTRODUCTION
Implantable systems for long-term clinic trials require chronic implantations able to perform
their intended functionalities for years or decades, in order to reduce surgical risks and generate
levels of efficacy that justifies the risks associated with the implantation. Hermetic and thin-film
based encapsulation are the commonly used methods to protect the device from physiological
environment. Device miniaturization and electromagnetic power raise new challenges for
traditional hermetic encapsulation. Thus, thin film based encapsulation have been widely
employed. Compared with metal cans and lids based hermetic encapsulation, thin film based
encapsulation takes less space, can handle feedthroughs easily, and is more economic and easier
for mass production.
Implantable neural interfaces have been widely developed and also used to diagnose and treat
neural disorders in both research and clinical applications. The Utah electrode array (UEA) is a
well-developed and FDA-cleared example of this technology for stimulating and recording
multiple neurons simultaneously with good selectivity[1]. Parylene C has been widely used as
coating material for biomedical devices [2, 3] due to attractive properties including chemically
inertness, low dielectric constant (
r
=3.15), high resistivity ( 10
15
·cm) and relative low water
vapor transmission rate (WVTR) 0.2 g·mm/m
2
·day. Failure of Parylene encapsulation has also
been reported [4] due to moisture diffusion and interface contamination. To overcome the
condensation of moisture around interface contaminants, a highly effective moisture barrier can
be introduced between the neural interface and Parylene film. Atomic layer deposited (ALD)
Al
2
O
3
has WVTR at the order of ~ 10
-10
g·mm/m
2
·day [5]. The alumina-Parylene C bilayer
encapsulation has demonstrated excellent insulation performance on planar interdigitated
electrode (IDE) test structures for years of equivalent lifetime in accelerated soak testing[6-9].
However, the complex geometry, different materials and surfaces, and additional processing
4