Personality, Psychological Factors, and Behavioral Tendencies
in Children With Vocal Nodules: A Systematic Review
I
*Jeong Min Lee, *Nelson Roy, and
†
Maria Dietrich, *Salt Lake City, Utah, and yColumbia, Missouri
Abstract: Objectives. This systematic review examined the evidence linking vocal nodule development in chil-
dren to personality traits, psychological factors, and associated behavioral tendencies.
Methods. Four electronic databases—PubMed, Scopus, ScienceDirect, EBSCO Host—as well as the reference
lists from articles (including online sources) were searched. After screening for relevance, eight comparative,
case-control studies were identified that met inclusion criteria. The quality of each study was evaluated by two
raters using a modified, standardized checklist.
Results. Four studies were rated as “good quality” and four were “fair”. The questionnaires used to measure
personality or psychological factors varied widely among the studies, and the results linking personality disposi-
tions (and associated behavioral inclinations) to vocal nodule development in children were mixed.
Conclusions. Fair to good quality evidence exists to suggest that psychological factors or personality traits
related to extraversion and impulsivity (and their related behavioral inclinations) might predispose children to
vocal nodules and deserve further attention. Clinical implications, limitations of the current systematic review,
and recommendations for future research are also discussed.
Keywords: Vocal nodulesChildrenPersonality traitsPsychological factorsSystematic review.
INTRODUCTION
Vocal fold nodules (VNs) are bilateral, symmetrical, cal-
lous-like lesions occurring on the mid-membranous vocal
folds—the site of maximum tissue collision and shearing
forces during phonation.
1,2
Thus, their development is often
attributed to chronic, repetitive intense vocal activity
including prolonged loud talking, yelling, screaming and
singing.
3
VNs represent the most common cause of dyspho-
nia in children and reported prevalence rates vary from 1%
to 14%.
410
In children, VNs occur more frequently among
prepubescent boys as compared with girls, with a ratio of
3:1, and a peak age of onset of 510 years.
11
The dysphonia
associated with VNs in children (1) places a significant bur-
den on social communication,
12
(2) engenders negative attri-
butions by teachers and listeners,
13
and (3) reduces quality
of life due to adverse physical sensations (effort and discom-
fort) during voice production and negative socioemotional
effects (anger, frustration, embarrassment).
14,15
Voice therapy often aims to eliminate the proximal cause
(s) of VNs (ie, repetitive phonotrauma), but the lesions in
some children are resistant to therapy and/or tend to
recur.
1619
In general, voice therapy for VNs demands con-
siderable self-regulation including deliberate and sustained
reduction or elimination of intense phonotraumatic behav-
iors. However, specific behavioral characteristics may pre-
dispose some children toward extreme and potentially
phonotraumatic voice use, thereby contributing secondarily
to VN formation. Thus, improved understanding of psycho-
behavioral factors that (1) predispose to the development
and maintenance of VNs and (2) possibly mediate voice
therapy failure is important for both clinical and theoretical
reasons.
To this end, valuable insights may be gained by examin-
ing the literature related to adults wherein VNs are the most
common cause of dysphonia among women.
20,21
Although
phonotraumatic vocal behaviors such as extended loud talk-
ing have been attributed to specific occupations,
22
an
expanding literature suggests a role for personality traits or
psychological factors in the development of VNs.
2328
For
instance, high levels of extraversion, anxiety, stress, emo-
tional maladjustment, and reduced self-concept have been
reported in women with VNs.
17,20,2931
In an attempt to explain how individual differences in
personality contribute to the development of VNs in
women, Roy and Bless
32
developed the “Trait Theory”.
The Trait Theory incorporates the “Big Three” personality
superfactors which include Extraversion versus Introversion
(High E versus Low E), Neuroticism versus Stability (High
N versus Low N), and Constraint versus Disinhibition
(High CON versus Low CON).
33
Roy and Bless
32
proposed
that the combination of elevated Extraversion and Neuroti-
cism (ie, High E and N) predisposes some women to
develop VNs in part because of sustained vocal “excesses”
related to their personality. Roy and Bless
32
reasoned that
women with VNs would score high on indices of Extraver-
sion (sociability, dominance) and Neuroticism (emotional/
stress reactivity, aggressiveness), and low on measures of
Constraint (reflecting impulsivity). They postulated that
this combination of traits might ultimately manifest in pho-
notraumatic vocal patterns, thus contributing to the devel-
opment and maintenance of VNs. For instance, it was
argued that persistent loud voice use, which elevates the risk
I
Financial Disclosure Statement: The authors have no financial relationships rele-
vant to this article to disclose.
Conflict of Interest Statement: The authors have no conflicts of interest to disclose.
From the *Department of Communication Sciences and Disorders, The University
of Utah, Salt Lake City, Utah; and the yDepartment of Communication Science and
Disorders, University of Missouri, Columbia, Missouri.
Address correspondence and reprint requests to Jeong Min Lee Department of
Communication Sciences and Disorders, 390 South 1530 East, Suite 1201, BEH SCI-
Salt Lake City, Utah 84112. E-mail: jeongmin.lee@utah.edu
Journal of Voice, Vol. &&, No. &&, pp. 118
0892-1997
© 2018 The Voice Foundation. Published by Elsevier Inc. All rights reserved.
https://doi.org/10.1016/j.jvoice.2018.07.016
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