PAPER www.rsc.org/pps | Photochemical & Photobiological Sciences
The FDA proposed solar simulator versus sunlight
Robert M. Sayre
a,b
and John C. Dowdy
b
Received 29th October 2009, Accepted 8th February 2010
First published as an Advance Article on the web 1st March 2010
DOI: 10.1039/b9pp00148d
The US Food and Drug Administration is in the process of formulating final rules for sunscreen
labeling and testing. They have adopted a version of the solar simulator standard proposed by
COLIPA, a European cosmetic products trade association. From our files we have selected spectral data
on several solar simulators that comply with the proposed rules and have compared these sources both
one to another and to several standard solar spectra of Air Mass 1.0, 1.5, and 2.0. In doing so we have
used additional spectral analysis procedures including examining the goodness of fit between each solar
simulator spectrum and an Air Mass 1.0 (0
◦
zenith angle) solar spectrum. The index of goodness of fit
ranges from ~78% to just over 90% compared to solar spectra representing other Air Masses of 1.5 and
2.0, the goodness of fit is lower. Unfortunately, one may not assume that complying with a standard
assures that other solar simulators also complying will produce identical results. In fact, by our analysis,
none of the solar simulators we examined would be expected to produce the same SPF as sunlight.
Introduction
The US Food and Drug Administration (FDA) began developing
rules for labeling and testing the sun protection factor (SPF) of
sunscreen products with the issuance of a report and proposed
standard in 1978.
1
As of today, while several tentatively-final and
a final monograph have been issued and withdrawn, a final rule
has yet to be established. In the first sunscreen monograph, the
solar simulator was described simply as having an ultraviolet (UV)
spectrum “similar” to sunlight with a 10
◦
zenith angle.
The FDA solar simulator evaluated in this study is spectrally
described in the 2007 proposed rule.
2,3
It is similar to the
solar simulator described by the initial COLIPA method
4
issued
in 1994. Both spectral specifications have adopted the use of
percent erythemal contribution or percentage relative cumulative
erythemal effectiveness (%RCEE) to evaluate the suitability of
the of the solar simulator for testing. Both the FDA and COLIPA
evaluate the %RCEE at 310, 320, 330, 340 nm and at 400 nm where
by definition it is 1.0 or 100%. The FDA includes a single check
point in the UVA-1, an integration from 290 nm to 350, whereas
the 2006 COLIPA-International Harmonization solar simulator
specification
5
includes a short wavelength 290 to 300 nm additional
UVB check point. In essence, both undertake to ensure that the
short wavelength UV is relatively similar to a standard solar
spectrum but longer UVA wavelengths are not considered. The
solar simulators used to test sunscreens today still use essentially
1970 technology when the FDA OTC review first began. In fact
the spectral emissions are little changed since the first published
description.
6
While differences in solar simulator optical filtration have been
shown to potentially cause up to 50% differences in SPF test
results,
7
neither the FDA nor the sunscreen industry seem to have
considered any need to modernize the solar simulator. With the
a
Division of Dermatology, Department of Medicine, University of Tennessee
Health Sciences Center, Memphis, TN, 38103, USA. E-mail: rptl@aol.com
b
Rapid Precision Testing Laboratories, Cordova, TN, 38016, USA
published need and sales promotions of sunscreens containing
UVA protection and regulatory urging of the need for highly
protective sunscreens, we are examining the consequences of the
failure to require similarity of solar simulator spectra to actual
solar spectra.
In 2004 Schauberger et al. published a useful statistical approach
to compare UV sources, including solar simulators, to a reference
standard solar spectrum.
8
In their investigation they echo the use
of “cumulated relative spectral effective irradiance” extending the
method used to specify the UV spectrum of solar simulators in the
1994 COLIPA method for sun protection factor (SPF) testing.
4
Accompanying this they also have proposed statistical controls
for determining compliance, such as the goodness of fit index.
8
In
this work we have applied this approach to evaluate the spectra
of solar simulators used in clinical SPF testing relative to the UV
occurring in terrestrial sunlight.
Methods
Solar simulators
Three solar simulators that passed the FDA and COLIPA-
International Harmonization standards are used in this study,
designated as A, B and C. Each solar simulator spectrum was
measured from 250 to 800 nm at 1 nm increments with either OL-
754 or OL-756 spectroradiometers using ~1 nm band pass slits
calibrated against a NIST traceable quartz halogen standard. The
fourth solar simulator spectrum, A¢, is A shifted 3 nm to the red.
This solar simulator spectrum would meet the US FDA standard,
but does not meet the more rigorous UVB COLIPA-International
Harmonization Standard.
Solar spectra
The three solar spectra Air Mass 1.0, 1.5, and 2.0 are described
fully in CIE Technical Report #85
9
and were extrapolated through
shorter wavelengths an additional ~1 decade of irradiance to
This journal is © The Royal Society of Chemistry and Owner Societies 2010 Photochem. Photobiol. Sci., 2010, 9, 535–539 | 535