Research Policy 44 (2015) 1513–1526
Contents lists available at ScienceDirect
Research Policy
journal homepage: www.elsevier.com/locate/respol
Selling science: Resource mobilization strategies in the emerging field
of nanotechnology
Jade Yu-Chieh Lo
∗
Department of Management, LeBow College of Business, Drexel University, Philadelphia, PA, USA
a r t i c l e i n f o
Article history:
Received 23 August 2011
Received in revised form 7 May 2015
Accepted 11 May 2015
Keywords:
Field emergence
Scientific fields
Institutional entrepreneurship
Nanotechnology
a b s t r a c t
Pioneers in emerging scientific and technology fields face liabilities of newness at both individual and
collective levels. Insights from the literature of institutional entrepreneurship and sociology of knowledge
suggest that, to overcome this double hurdle, early entrants may want to participate in a field’s hot
center and connect their ideas to multiple existing fields to broaden their audience. However, these
strategies have their drawbacks too, and the payoff of these strategies also decreases as a field gains
cognitive legitimacy. Moreover, both the positive and negative effects of these mobilization strategies
are more pronounced for less-experienced scientists. Findings from a comprehensive database on grant
proposals in the emerging field of nanotechnology confirm these propositions, suggesting that an effective
mobilization strategy is a balancing act between isomorphism and differentiation, breadth and boundary
maintenance, especially in early stages of field development.
© 2015 Elsevier B.V. All rights reserved.
1. Introduction
The emergence of organizational fields has attracted increasing
interest among organizational scholars (Aldrich, 1999; Chiles et al.,
2004; McKendrick et al., 2003; Romanelli, 1991; Russo, 2001), but
inquiries about conditions and struggles within emerging scientific
fields remain limited. Considering that new scientific specialties
are often the precursor of new organizational fields and industries,
and that many scientists are also entrepreneurs themselves or play
important roles in the corporate world (Aldridge and Audretsch,
2011; Gibbons et al., 1994; Grimaldi et al., 2011; Powell and Owen-
Smith, 1998), this omission is striking.
Scientific workers in nascent fields, just like entrepreneurs in
new industries, face liabilities of newness at both individual and
collective levels. A field is a group of actors that in aggregate, con-
stitute a recognized area of institutional life. (DiMaggio and Powell,
1983; emphasis added.) But how does a member of a field get rec-
ognized when the field itself is not yet recognized, or not even not
yet recognizable? As argued by Aldrich and Fiol (1994), participants
in new industries or new markets tend to lack credibility and legiti-
macy due to their newness. Under such circumstances, not only the
entrepreneurs themselves face the liability of newness, but the field
as a whole also tends to suffer from its lack of familiarity and hence
∗
Tel.: +1 215 571 4441.
E-mail address: jadelo@drexel.edu
low cognitive legitimacy. So the question for those who participate
in emerging fields, then, is how to overcome the liability associated
with both the newness of their own ideas and the novelty of the
emergent field in which they work. When it comes to the recogni-
tion of innovative ideas, one important indicator—especially in the
world of research and development (R&D)—is the research fund
received by a project. Given the importance of external (especially
federal) funding in pursuing scientific projects in the context of
U.S. scientific community (Ma, 2008), it should be of theoretical
and practical importance to study how pioneers in a nascent field
can mobilize more research funds for their intellectual inquiries.
Specifically, how do scientists in emergent fields mobilize resources
to fund their scientific inquiries when the field itself is not yet well
understood? This is the central concern of this paper.
Recent research in institutional entrepreneurship has shown
that entrepreneurship is not just about technical superiority, but
also about cultural and institutional savviness (Lounsbury and
Glynn, 2001; Rao, 1998). This is especially true in nascent fields
where accepted criteria to evaluate technical strength have not
yet been established (Aldrich and Fiol, 1994; Garud et al., 2002;
Maguire et al., 2004). Similarly, the success of intellectuals lies not
only on their creativity and human capital, but also more on their
cultural capital (Bourdieu, 1984; Collins, 1998)—their ability to join
the conversation, attract attention, and promote their ideas in a
competitive intellectual market—and this type of capital is needed
more in emerging knowledge domains than in mature ones (Cole
and Zuckerman, 1975).
http://dx.doi.org/10.1016/j.respol.2015.05.005
0048-7333/© 2015 Elsevier B.V. All rights reserved.