International Journal of Pharmaceutics 376 (2009) 141–152
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International Journal of Pharmaceutics
journal homepage: www.elsevier.com/locate/ijpharm
Pharmaceutical Nanotechnology
Hyperbranched polysiloxysilane nanoparticles: Surface charge control of
nonviral gene delivery vectors and nanoprobes
Won Jin Kim
a,b
, Adela C. Bonoiu
a
, Teruaki Hayakawa
c
, Cheng Xia
c
, Masa-aki Kakimoto
c
,
Haridas E. Pudavar
a
, Kwang-Sup Lee
a,b,∗
, Paras N. Prasad
a,∗∗
a
Institute for Lasers, Photonics, and Biophotonics, University at Buffalo, The State University of New York, Buffalo, NY 14260-3000, USA
b
Department of Advanced Materials, Hannam University, Daejeon 305-811, Republic of Korea
c
Department of Organic and Polymeric Materials, Tokyo Institute of Technology, Tokyo 152-8552, Japan
article info
Article history:
Received 14 November 2008
Received in revised form 1 April 2009
Accepted 20 April 2009
Available online 3 May 2009
Keywords:
Polymer nanoparticle
Surface charge controllable nanoparticle
Nonviral gene delivery vector
Nanoprobe
Hyperbranched polysiloxysilane
Multi-photon cellular imaging
abstract
New hyperbranched polysiloxysilane (HBPS) materials containing terminal carboxylic acid and qua-
ternary ammonium groups were designed and synthesized to obtain fluorescent-dye-encapsulated
nanoparticles. These polymers exhibited desirable characteristics, including amphiphilicity for nanopar-
ticle formation, and contained various terminal groups for surface-charge control on the nanoparticles or
for further bioconjugation for targeted imaging. Nanoprobes composed of polysiloxysilane nanoparticles
encapsulating two-photon dyes were also prepared for optical bioimaging with controlled surface charge
density (zeta potential) for modulation of cellular uptake. Intracellular delivery of these structurally sim-
ilar polysiloxysilane nanoparticles, with substantially different surface charges, was investigated using
confocal and two-photon fluorescence microscopy as well as flow cytometry. Finally, the use of these
nanoparticles as efficient gene delivery vectors was demonstrated by means of in vitro transfection study
using -galactosidase plasmid and pEGFP-N1 plasmid and the most efficient combination was obtained
using HBPS-CN30:70.
© 2009 Elsevier B.V. All rights reserved.
1. Introduction
The use of nanoparticles as diagnostic probes and effective car-
rier vehicles in targeted therapy is gaining considerable interest.
Recently, various organic, inorganic, and hybrid nanoparticle sys-
tems have been used for the nanocarriers and gene delivery vectors
(Prasad, 2003). There have been several recent papers that have
demonstrated the capability of tailored synthetic polymers such
as dendrimers, block copolymers, hyperbranched polymers, and
star polymers (Ramzi et al., 1997; Grohn et al., 2001; Tian et al.,
2005; Pistel et al., 1999), consequently, to form nanoparticle as
a nanocarrier. These polymeric approaches show enhanced ther-
apeutic efficacy. Particularly, polymeric nanocarriers/vectors are
typically prepared in the form of micellar nanoparticle because the
molecular self-assembling architectures lead to the formation of
the stable nanostructures which has two main components such as
hydrophobic core and hydrophilic corona. The hydrophilic corona
surrounding the core is known to play an important role in the
∗
Corresponding author at: Hannam University, Daejeon 305-811, Republic of
Korea. Tel.: +82 42 629 8857; fax: +82 420629 8854.
∗∗
Corresponding author at: University at Buffalo, SUNY, Buffalo, NY 14260-3000,
USA. Tel.: +1 716 645 6800x2098; fax: +1 716 645 6945.
E-mail addresses: kslee@hnu.kr (K.-S. Lee), pnprasad@buffalo.edu (P.N. Prasad).
cellular uptake, and hydrophobic core of micelles can act as the
reservoir of drugs. It can be used in biological applications such
as drug delivery vehicles, targeted cellular imaging probes, and
gene delivery vectors (Benns et al., 2000; Midoux and Monsigny,
1999; Liu and Yao, 2002; Thanou et al., 2002; Wetering et al., 1999;
Fischer et al., 1999; Marschall et al., 1999; Campeau et al., 2001).
However, most of these nanocarrier systems exhibit only limited
capability of controlling the surface charge of the nanoparticles
to optimize cellular uptake and gene delivery efficiency. Further-
more, many of these carriers are often cytotoxic thus eliminating
them from in vivo applications. To address some of these issues,
we synthesized hyperbranched polysiloxysilane (HBPS) polymers
containing amphiphilic components with different end groups.
While the amphiphilicity of these polymers helps in the formation
of aqueous nanoparticle dispersions, the combination of different
functional end groups makes it possible to tailor the surface-charge
distribution of the formed nanoparticles.
The novelty of these amphiphilic HBPS polymers lie in the
fact that nanoparticles with different zeta () potential (surface
charge density) can be easily tailored and functionalized. Indeed,
the resulting hydrophobic cores found within the nanoparticles can
be loaded with hydrophobic dye molecules or other hydrophobic
drugs, which can be used as fluorescent probes in gene delivery
or in drug delivery applications (Kim et al., 2002a,b, Midoux and
Monsigny, 1999). Furthermore, HBPS polymers are composed of
0378-5173/$ – see front matter © 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.ijpharm.2009.04.023